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13 Feb 2023, 4:15 am
On Friday, February 10, U.S. [read post]
13 Feb 2023, 3:30 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6888/securities-industry-commentator/ SEC Press Release Fails To Disclose that OCC Settled Charges Without Admitting or Denying Findings (BrokeAndBroker.com Blog) Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York… [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services) DOJ RELEASES SEC RELEASES SEC Award Almost $3 Million Whistleblower Award to Claimant Order Determining Whistleblower Award Claim CFTC RELEASES FINRA RELEASES = = =2/13/2023 ... [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services) New York Securities Fraud Ruling Threatens US White-Collar Cases (Bloomberg Law by Ben Penn) DOJ RELEASES Idaho I.T. [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services) DOJ RELEASES SEC RELEASES SEC Obtains Court Order for Partial Asset Freeze and Other Temporary Relief in Fraud Action Against Microcap Public Company and CEO (SEC Release) Kraken to Discontinue Unregistered Offer and Sale of Crypto Asset… [read post]
13 Feb 2023, 3:30 am
SEC Press Release Fails To Disclose that OCC Settled Charges Without Admitting or Denying Findings (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6877/occ-sec-cftc/ On February 16, 2023, OCC settled with both the SEC and CFTC without admitting or denying the findings. [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services) New York Securities Fraud Ruling Threatens US White-Collar Cases (Bloomberg Law by Ben Penn) DOJ RELEASES Former Beulah Bank President Sentenced to Two Counts of Bank Fraud (DOJ Release) Former Bond Trader And Hedge Fund Founder Jeffrey… [read post]
13 Feb 2023, 1:07 am
On the Welcome page enter the webinar ID: 884 4667 4899 and click “Join”.3. [read post]
13 Feb 2023, 1:01 am
On the Welcome page enter the webinar ID: 899 5529 8172 and click “Join”.3. [read post]
12 Feb 2023, 4:00 pm
Id. [read post]
12 Feb 2023, 11:19 am
Id. [read post]
12 Feb 2023, 9:15 am
Late last week, a slew of additional amicus briefs were filed with the U.S. [read post]
12 Feb 2023, 9:15 am
Late last week, a slew of additional amicus briefs were filed with the U.S. [read post]
12 Feb 2023, 8:01 am
” Id. [read post]
10 Feb 2023, 1:28 pm
New Edition of Glossary of Connecticut Family Law Terms [read post]
10 Feb 2023, 1:24 pm
”). [7] Statement of Antitrust Enforcement Policy Regarding Accountable Care Organizations Participating in the Medicare Shared Savings Program (Oct. 20, 2011), § IV.A. [8] Id. [read post]
10 Feb 2023, 1:10 pm
The time before a marriage is often one of great excitement and anticipation. [read post]
10 Feb 2023, 1:03 pm
In 2016, Illinois updated the Illinois Marriage and Dissolution of Marriage Act (IMDMA) to better meet the needs of unmarried and divorced couples. [read post]
10 Feb 2023, 12:14 pm
On Thursday, the Senate Judiciary Committee passed a number of bills targeting the pharmaceutical industry. [read post]
10 Feb 2023, 12:14 pm
On Thursday, the Senate Judiciary Committee passed a number of bills targeting the pharmaceutical industry. [read post]
