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31 Mar 2012, 8:17 pm
February 2012 Bank of America Securities LLC, was censured, fined $12,000 and ordered to pay $6,068.42, plus interest, in restitution to customers in relation to a finding that the firm, in certain transactions for or with a customer, failed to use reasonable diligence resulting in less than favorable transactions to such customers under prevailing market conditions. [read post]
23 Mar 2010, 8:00 pm
The SEC alleges that the Cantens made numerous material misrepresentations and omissions about the safety and security of investors' principal and returns and the use of investor funds. [read post]
27 Apr 2014, 12:57 pm by Cynthia Marcotte Stamer
OCR officials have stated that Covered Entities and their business associates should use the corrective action plans in resolution agreements to help guide their own compliance efforts. [read post]
4 Feb 2011, 10:50 am by Steve Hall
Nebraska, meanwhile, secured a stockpile from an Indian firm. [read post]
18 Sep 2019, 9:52 pm by Kevin LaCroix
The Payment Card Industry Security Standards Council (PCI SSC), an international organization founded by American Express, Discover Financial Services, JCB International, MasterCard Worldwide, and Visa Inc. in 2006, develops and manages certain credit card industry standards, including the PCI-DSS. [read post]
14 May 2014, 4:34 am by Kevin LaCroix
In a May 9, 2014 opinion (here), the Court held in ATP Tour, Inc. v. [read post]
18 Jun 2008, 7:24 pm
I do, however, think that the state could hire another full-time nurse if the Secure Detention Facility needs more nursing help, and make better use of the same money. [read post]
28 Feb 2007, 5:25 am
Meredith Fine, President of BP Vance Real Estate, Inc., sent us an interesting article.In a piece entitled, "Top Ten 'Mistakes' First-Time Buyers Make," Fine outlines a set of helpful guidelines and tips which we thought our readers might find of interest. [read post]
1 Dec 2017, 6:17 am
Liebl, Mayer Brown LLP, on Sunday, November 26, 2017 Tags: Equity-based compensation, Executive Compensation, Internal Revenue Code, Securities regulation, Stock options, Taxation, US House Finance and Corporate Innovation: A Survey Posted by Jie (Jack) He (University of Georgia) and Xuan Tian (Tsinghua University), on Monday, November 27, 2017 Tags: Capital allocation, Capital markets, Entrepreneurs, Financial… [read post]
4 Mar 2013, 9:08 am by Rebecca Shafer, J.D.
      Correct Social Security Number   An employer should never submit a First Report of Injury without the correct social security number (SS#). [read post]
4 Mar 2013, 9:08 am by Rebecca Shafer, J.D.
      Correct Social Security Number   An employer should never submit a First Report of Injury without the correct social security number (SS#). [read post]