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21 May 2013, 3:31 pm
The Financial Industry Regulatory Authority (FINRA) has levied a $7.5 million fine against LPL Financial LLC (LPL) for a series of email system failures which prevented LPL from accessing hundreds of millions of emails and reviewing tens of millions of other emails. [read post]
21 May 2013, 1:08 pm
FMR, LLC (SCOTUSblog case page here). [read post]
21 May 2013, 11:20 am
This information, which is publicly available, has been provided by The White Law Group, LLC. [read post]
21 May 2013, 10:31 am
Rushmore Securities, LLC where he served as the firm's Chief Executive Officer, Chief Compliance Officer, and a General Securities Principal. [read post]
21 May 2013, 10:00 am
FMR, LLC. [read post]
20 May 2013, 10:01 pm
The two small businesses, FoodQuestTQ, LLC and Projectioneering LLC are charging that FDA took patent-protected computer automated risk management tools they developed and are now making them available on the government’s website for free. [read post]
18 May 2013, 2:06 pm
Section 227(b)(3) allows individuals or companies to bring private lawsuits “based on a violation of this subsection” or the FCC’s implementing regulations. [read post]
15 May 2013, 12:12 pm
., sold approximately $103 million in private placement offerings in Fisker Automotive Holdings Inc. [read post]
14 May 2013, 8:12 am
The ACLU of Massachusetts, through private counsel, successfully argued a motion to dismiss the complaint under the anti-SLAPP statute, which states in relevant part: "In any case in which a party asserts that the civil claims, counterclaims or cross claims against said party are based on said party's exercise of its right of petition under the constitution of the United States or of the commonwealth, said party may bring a special motion to dismiss." [read post]
13 May 2013, 1:00 pm
Some platforms already began doing business without registering prior to the passage of the JOBS Act, risking federal or state enforcement action or a private lawsuit. [read post]
13 May 2013, 2:56 am
Scheinkman in Briarcliff Solutions Holdings, LLC v. [read post]
10 May 2013, 9:00 am
Residential Capital, LLC -- a bankrupt mortgage company owned by Ally Financial, Inc., which is in turn majority-owned by the U.S. [read post]
10 May 2013, 7:47 am
The trial court did not conduct an in camera (private) inspection. [read post]
9 May 2013, 2:25 pm
Motorola Mobility LLC. [read post]
9 May 2013, 3:31 am
A primary drafter of the Bolivian Social Security pension privatization law, Ms. [read post]
8 May 2013, 9:44 am
., a Member in McNees Wallace & Nurick LLC's Labor and Employment Practice Group. [read post]
8 May 2013, 6:23 am
The case was AT&T Mobility LLC v. [read post]
8 May 2013, 4:46 am
Bain Capital LLC and Thomas H. [read post]
7 May 2013, 10:00 am
International Securities Exchange, LLC v. [read post]
2 May 2013, 1:45 pm
Signal International, LLC, et al. [read post]