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10 Jun 2019, 6:57 am
The majority of the customer complaints against Viglione concern allegations of high frequency trading activity also referred to as churning. [read post]
12 Sep 2011, 9:53 am
On September 6, 2011, the Securities and Exchange Commission confirmed that it would not seek rehearing or Supreme Court review of the decision by the U.S. [read post]
1 May 2014, 6:40 am
Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms in the securities industry, including Morgan Stanley Smith Barney, Banc of America Investment Services, Wells Fargo, Merrill Lynch, Ameriprise , and UBS Financial Services. [read post]
20 May 2024, 7:24 am
We can expect this to be challenged in upcoming proceedings, but, with a large and growing majority of UN member states recognizing Palestinian statehood, that challenge is unlikely to succeed. [read post]
26 Apr 2023, 9:05 pm
The JOBS Act brought significant changes to the regulatory framework for securities offerings and was considered a major piece of legislation that would affect a large part of the U.S. investment industry. [read post]
27 Jan 2020, 2:56 pm
Indeed, last year, CFIUS’s scrutiny compelled a Chinese company to sell its majority stake in dating app Grindr and agree to avoid sending any sensitive user data to China. [read post]
10 May 2022, 9:56 am
Uncoupling shows how family security and stability can no longer be linked to employment or marriage, requiring a redesign of the state response. [read post]
4 Feb 2020, 4:00 am
One major difference between a home and a business is that a business’s lack of security can potentially make it liable for negligence if a crime happens on their property. [read post]
3 Jan 2019, 8:20 pm
The most common age to file for Social Security is 62. [read post]
4 Nov 2015, 12:49 pm
As part of the Security Summit, major tax preparer software companies, H&R Block, Intuit, TaxHawk, and TaxSlayer all indicated a commitment to protect taxpayer data for the upcoming tax season. [read post]
20 Jun 2020, 1:11 pm
China unveils details of national security law for Hong Kong amid backlashHong Kong is coming one step closer to a National Security Law. [read post]
21 Nov 2011, 5:00 am
As if the point was missed, the conservative majority repeated the point in Janus. [read post]
28 Aug 2015, 9:17 am
The entire package of credit monitoring will take a major load off the shoulders of any credit theft victim. [read post]
8 Nov 2023, 5:53 am
” The war in Gaza presents one of the first major tests of the new guidance. [read post]
8 Jun 2009, 12:55 pm
Keep everything securely in your trunk. 6) Loud music. [read post]
16 Sep 2010, 11:16 am
Dan Drezner divides Secretary Clinton's major foreign policy speech into "the good, the bad, and the BS portions. [read post]
2 Mar 2012, 12:33 pm
But Farkas and Madoff aren’t exactly neighbors at the medium-security prison—Madoff is in Medium I, and Farkas addressed his letter from Medium II. [read post]
6 Apr 2009, 3:20 am
Many other Americans have Muslims in their family, or have lived in a Muslim-majority country - I know, because I am one of them. [read post]
4 Jun 2010, 12:07 pm
The majority of the residents on the L.A. [read post]
12 Jan 2012, 1:26 pm
Among other cases, the Supreme Courtandrsquo;s majority opinion cited the 1987 case Shearson/American Express Inc. v. [read post]