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2 May 2013, 10:00 am by Doug Cornelius
The Forum was a great event for compliance professionals at private funds. [read post]
2 May 2013, 10:00 am by Doug Cornelius
The Forum was a great event for compliance professionals at private funds. [read post]
2 May 2013, 5:09 am by Hedge Fund Lawyer
For more information, please contact: Jennifer Dickinson Sansome Strategies LLC 415-762-8753 [read post]
1 May 2013, 9:56 am by Doug Cornelius
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 9:56 am by Doug Cornelius
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 9:01 am by Doug Cornelius
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 9:01 am by Doug Cornelius
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 7:00 am by Doug Cornelius
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 7:00 am by Doug Cornelius
These are my notes from the Private Fund Compliance Forum 2013. [read post]
30 Apr 2013, 9:34 am by D. Daxton White
“In the first scenario, a broker-dealer simply would not be required to include a per-share estimated value of an unlisted private placement or REIT in a customer account statement. [read post]
30 Apr 2013, 8:17 am by WSLL
J&J RANCH, LLC, a Wyoming Limited Liability Company.Docket Number: S-12-0179URL: http://www.courts.state.wy.us/Opinions.aspxAppeal from the District Court of Laramie County, Honorable Thomas T.C. [read post]
29 Apr 2013, 10:51 am by Doug Cornelius
These are my notes from the Private Fund Compliance Forum 2013. [read post]