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2 May 2013, 1:45 pm
Signal International, LLC, et al. [read post]
2 May 2013, 10:00 am
The Forum was a great event for compliance professionals at private funds. [read post]
2 May 2013, 10:00 am
The Forum was a great event for compliance professionals at private funds. [read post]
2 May 2013, 9:08 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
2 May 2013, 9:08 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
2 May 2013, 5:09 am
For more information, please contact: Jennifer Dickinson Sansome Strategies LLC 415-762-8753 [read post]
1 May 2013, 12:07 pm
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 12:07 pm
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 9:56 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 9:56 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 7:00 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 7:00 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
30 Apr 2013, 9:34 am
“In the first scenario, a broker-dealer simply would not be required to include a per-share estimated value of an unlisted private placement or REIT in a customer account statement. [read post]
30 Apr 2013, 8:17 am
J&J RANCH, LLC, a Wyoming Limited Liability Company.Docket Number: S-12-0179URL: http://www.courts.state.wy.us/Opinions.aspxAppeal from the District Court of Laramie County, Honorable Thomas T.C. [read post]
29 Apr 2013, 4:25 pm
Biopsy Sciences, LLC, C.A. [read post]
29 Apr 2013, 10:51 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
26 Apr 2013, 5:40 am
(Citing Brownmark Films, LLC v. [read post]
24 Apr 2013, 11:22 am
These limited partnerships share the same address in Frisco, TX and appear to have the same parent corporation, DRD Holdings, LLC. [read post]