Search for: "SECURITIES CORP." Results 7161 - 7180 of 11,587
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20 May 2015, 10:03 pm by Barry Barnett
Claims under ERISA The Employee Retirement Income Security Act of 1974 governs savings, pension, and other plans that companies set up to benefit employees and their families. [read post]
4 Apr 2016, 3:32 am by Broc Romanek
It is axiomatic that all private and public securities transactions, no matter the sophistication of the parties, must be free from fraud. [read post]
17 May 2009, 12:13 pm
Insurers who said they are prepared to accept the TARP funds include Hartford Financial Services Group, Inc., Prudential Financial, Inc., Principal Financial Group, Inc., Lincoln National Corp., and Allstate Corp. [read post]
14 Mar 2009, 3:26 pm
The Peanut Corp. of America, for example, was audited for food safety by AIB International, formerly the American Institute of Baking. [read post]
8 Mar 2011, 3:22 pm by Steve Bainbridge
This standard is based on the well-established securities law principle of materiality. [read post]
22 Sep 2014, 3:36 am by Broc Romanek
If enacted into law, it could present a bunch of new Congressionally-mandated tasks for Corp Fin to tackle (a mere 60 days to implement Section 1101′s adjustment to Rule 701 threshold) – thereby reducing the likelihood that we will get effective disclosure reform anytime soon (although Section 1003 requires a study that sounds awfully similar to what Corp Fin is already doing in this area). [read post]
25 Aug 2010, 9:36 am by Lawrence Cunningham
Northwest Airlines Corp., 334 F.Supp.2d 1196 (D.N.D. 2004) (old-fashioned myopia of the possibility). [read post]