Search for: "Corporate Funding & Investments LLC" Results 701 - 720 of 1,716
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4 Apr 2018, 11:28 am by CFM Admin
Staff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsStaff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsDalia Blass, Director, Division of Investment Management, US Securities and Exchange CommissionIn a staff letter to the Investment Company Institute and Asset Management Group, Blass addressed potential issues the SEC has identified concerning registered funds and products focused on cryptocurrency. [read post]
3 Apr 2018, 6:39 am
More recently, elected officials have made demands that investment funds use their financial clout to pressure firearms companies to take steps to reduce gun violence. [read post]
2 Apr 2018, 5:21 pm by Ben Vernia
  It prohibits anyone from offering, paying, soliciting, or receiving remuneration to induce referrals of items or services covered by Medicare, Medicaid, and other federally funded programs. [read post]
30 Mar 2018, 6:01 am
Evidence from Illegal Insider Trades Posted by Kenneth Ahern (University of Southern California), on Wednesday, March 28, 2018 Tags: FINRA, Information asymmetries, Information environment, Insider trading, Liquidity, SEC, Securities enforcement, Securities regulation BlackRock Investment Stewardship’s Approach to Engagement on Human Capital Management Posted by Michelle Edkins, BlackRock Investment Stewardship,… [read post]
30 Mar 2018, 4:17 am by Corbin Bridge
For example, a deal may be closing that requires a corporation or LLC. [read post]
27 Mar 2018, 1:30 pm by zamansky
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. [read post]
26 Mar 2018, 12:00 am by Ken Monington
Accordingly, the court found Peterfia should be treated as an LLC and not a corporation. [read post]
16 Mar 2018, 7:37 am by Renae Lloyd
According to court documents, Wanner allegedly formed Bears & Bulls Investment Club allowing individual investors to pool funds. [read post]
12 Mar 2018, 12:37 pm by Renae Lloyd
Last week Everest REIT Investors I LLC and Everest REIT Investors II LLC, private real estate investment companies, launched a $6.5 million tender offer for up to one million shares of Griffin-American Healthcare REIT III for $6.50 per share. [read post]
12 Mar 2018, 3:00 am by Biglaw Investor
Peer Street Funding LLC is a special purpose vehicle separate from Peer Street, the corporate entity with the website. [read post]
6 Mar 2018, 12:01 pm by Todd Presnell
Companies searching for capital to fund litigation pursuits must first persuade a potential investment firm of the claim’s merits. [read post]
6 Mar 2018, 12:01 pm by Todd Presnell
Companies searching for capital to fund litigation pursuits must first persuade a potential investment firm of the claim’s merits. [read post]
4 Mar 2018, 5:05 pm by Kevin LaCroix
  Background Diabetic Care Rx LLC d/b/a Patient Care America (PCA) is a compounding pharmacy located in Pompano Beach, Florida. [read post]
21 Feb 2018, 10:42 am by Renae Lloyd
Risks of ETFs An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
19 Feb 2018, 7:00 am by Alexander J. Davie
The main reason these types of entities are use are: Unlike corporations, LPs and LLCs are not taxed as a separate business entity. [read post]
19 Feb 2018, 3:22 am by Franklin C. McRoberts
’” LNYC Loft, LLC v Hudson Opportunity Fund I, LLC, 154 AD3d 109 [1st Dept 2017]. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
This past year was an eventful one in the corporate and securities litigation arena. [read post]