Search for: "D & D Management and Investement, LLC"
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26 Nov 2018, 8:35 pm
Investments, LLC, 2018 WL 4690790, at *8 (S.D. [read post]
22 May 2019, 3:56 am
., states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profits; 4) based on the efforts of the promoter or a third party. [read post]
5 Jun 2011, 9:20 am
So everyone should pay to make investments in renewable energy possible. [read post]
22 Jun 2023, 6:27 am
LPL Financial LLC, Lexis Employment Classification—ABC Test and Exemptions—Constitutionality—Court of Appeal, affirming trial court’s judgment, held that Labor Code § 2783(d)(1) exemption from application of “ABC test” (first adopted in Dynamex Operations West, Inc. v. [read post]
26 Aug 2022, 6:30 am
, Proxy advisors, Proxy season, Proxy voting, SEC, Securities regulation, Shareholder proposals The Proposed SEC Climate Disclosure Rule: A Comment from Shivaram Rajgopal Posted by Shivaram Rajgopal (Columbia University), on Monday, August 22, 2022 Tags: Climate change, Comment letters, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability ESG + Incentives 2022 Report Posted by John… [read post]
26 Aug 2022, 6:30 am
, Proxy advisors, Proxy season, Proxy voting, SEC, Securities regulation, Shareholder proposals The Proposed SEC Climate Disclosure Rule: A Comment from Shivaram Rajgopal Posted by Shivaram Rajgopal (Columbia University), on Monday, August 22, 2022 Tags: Climate change, Comment letters, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability ESG + Incentives 2022 Report Posted by John… [read post]
23 Apr 2018, 1:20 am
As the authors note, the decision has important implications for companies and their D&O insurers, as well as for claims going forward. [read post]
25 Aug 2011, 10:18 pm
" t.co/AlL61KT B-IL: Filing an Objection to Discharge is a complaint that-while deficient in form-was timely filed & could be amended. http://t.co/c05eW4h D-CO: LLC member lacks standing to appeal a Court order for relief granting an involuntary petition. t.co/Lp3a7Id D-CO acknowledges validity of provision in LLC operating agr. prohibiting management from filing a bankruptcy petition. t.co/Lp3a7Id B-IL acknowledges that… [read post]
24 Jan 2019, 2:36 pm
John Reed Stark Among the agencies largely closed by the current partial U.S. federal government shutdown is the U.S. [read post]
22 Jun 2019, 2:53 pm
(d) An institution may pool two or more institutional funds for purposes of management and investment. [read post]
14 Dec 2022, 5:12 am
For example, Alameda was able to obtain faster trade execution and it was able to avoid FTX’s “auto-liquidation risk management process. [read post]
22 Mar 2019, 6:27 am
: Field Evidence on the Indirect and Direct Influence of Proxy Advisors Posted by Christie Hayne (University of Illinois) and Marshall D. [read post]
4 Apr 2023, 1:19 pm
According to a Placer County civil lawsuit (Case number S-CV-0046600) filed on April 23, 2021, four investors are suing Knittel and Lagunitas Asset Management and others for allegations of securities fraud involving an alleged real estate investment, Schmook Ranch LLC and purported investment losses. [read post]
31 Aug 2018, 1:52 pm
The plaintiff reported the abuse to management, who did nothing about it. [read post]
20 Sep 2020, 8:21 pm
Norman Nepo, et al. and XION Management, LLC, C.A. [read post]
9 Jun 2016, 3:28 pm
Louis-based investment advisor R.T. [read post]
24 Oct 2019, 2:40 pm
Telegram seeks to obtain the benefits of a public offering without complying with the long-established disclosure responsibilities designed to protect the investing public. [read post]
4 Jan 2023, 7:27 am
Devolder’s registered agent is D&D International Investment Services, run by a man named DeVaughn Dames, formerly the CFO for Harbor City. [read post]
17 Apr 2024, 10:19 am
Insurers may also consider SAFETY Act protection in underwriting liability policies, particularly cyber and D&O liability. [read post]
16 Sep 2022, 6:30 am
Everhart, Global ReEnergy Holdings, on Thursday, September 15, 2022 Tags: Capital markets, Cybersecurity, ESG, Risk management, Stakeholders [read post]