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15 Mar 2015, 5:46 am
The Financial Industry Regulatory Authority (FINRA) sanctioned and barred broker Douglas Melzer (Melzer) concerning allegations that Melzer participated in four private securities transactions when four of his Wells Fargo Advisors, LLC (Wells Fargo) customers invested $2,000,000 in a company called Aquatic Synthesis Unlimited (Aquatic Synthesis) through investment contracts that were not approved by Wells Fargo. [read post]
17 Sep 2016, 6:36 am
The investment fraud lawyers of Gana LLP are investigating the regulatory investigation filed by The Financial Industry Regulatory Authority (FINRA) against broker Douglas Simanski (Simanski). [read post]
10 Jul 2014, 6:38 am
The Financial Industry Regulatory Authority (FINRA) has sanctioned broker Douglas Cmelik(Cmelik) concerning allegations that Cmelik improperly marked order tickets for penny stock purchases as “unsolicited” when the purchases were solicited. [read post]
14 Sep 2010, 9:35 am
A tow truck driver followed Douglas and alerted authorities when Douglas parked his vehicle several blocks away. [read post]
30 Mar 2015, 10:58 am
” The Court rejected both arguments and, instead, held that the familiar McDonnell Douglas burden-shifting framework must be applied to Young’s claims while revising the pretext portion of the analysis. [read post]
10 Feb 2010, 6:43 am
Douglas Walker reports today in the Muncie Star Press:MUNCIE -- Delaware County Prosecutor Mark McKinney has formally admitted to many... [read post]
30 Aug 2007, 1:08 pm
This Douglas Brinkley essay is a few days old but still a very important read. [read post]
6 Dec 2018, 6:52 am
New Blog Post: Douglas Quenqua, Lawyers With Lowest Pay Report More Happiness, NYTimes.com, May 12, 2015. [read post]
4 Dec 2010, 9:15 pm
Testimony, Congressional Budget Office, Statement of Douglas W. [read post]
26 Dec 2009, 6:58 am
Today Douglas Walker of the Muncie Star-Press... [read post]
29 Sep 2010, 3:54 pm
Statement of Douglas W. [read post]
13 Apr 2011, 8:41 am
For publication opinions today (3): In Douglas M. [read post]
31 Dec 2006, 4:33 pm
Hat tip to OSU Law Prof Douglas Berman. [read post]
9 Mar 2012, 1:00 pm
Douglas [read post]
16 Dec 2013, 6:51 am
Courtesy of Amherst professors Lawrence Douglas (Jurisprudence) and Alexander George (Philosophy). [read post]
19 Jun 2009, 6:00 am
John Douglas will lead Davis Polk's bank regulatory practice, and focus on bank restructurings and resolutions. [read post]
27 Nov 2006, 9:46 am
Oral Argument in case: 06-2466; Jennings, Douglas v. [read post]
20 Jun 2009, 6:38 am
The Supreme Court on June 19th* posted a disciplinary order file-stamped and signed April 30th: In the Matter of Douglas... [read post]
19 Apr 2009, 2:43 pm
Douglas Kmiec of Pepperdine appeared on the Colbert show advocating a position akin to marriage abolition. [read post]
13 Aug 2012, 7:01 am
That is the headline to Sunday's Walker/Roysdon Report in the Muncie Star-Press, by Douglas Walker and Keith Roysdon. [read post]
