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12 Mar 2013, 7:15 pm
As part of its oversight agenda for the 113th Congress, the Committee will also examine the extent to which a lack of global coordination on financial reforms could place the United States financial services industry at a competitive disadvantage. [read post]
13 Apr 2022, 6:33 pm
The Treasury has commenced consultation on proposed regulation of Crypto Asset Secondary Services Providers and appeals have been filed in the Second Business Interruption Test case. [read post]
13 Jun 2022, 6:56 am
Robo advisers provide automated, software-based portfolio-management services and have become popular with savers and investors in recent years. [read post]
15 Jul 2015, 2:09 pm
The four guides deal with: Ways to receive money Checklist for opening a bank or credit union account Ways to pay bills (by check or money order, direct debit, online, or in cash) Selection of financial products and services (such as ATM cash withdrawals and debit card purchases) [read post]
2 Apr 2020, 7:48 pm
The new regulatory regime introduced: a new foreign Australian financial services (AFS) licensing regime for FFSPs; and an exemption for the requirement to hold an AFS licence for providers of funds management financial services seeking to induce certain types of professional investors. [read post]
15 Feb 2012, 12:37 pm
Margaret Cole, the current managing director of enforcement and financial crime at Britain's Financial Services Authority, will leave the organization at the end of March, [read post]
2 Nov 2020, 9:06 am
Oversight also relates to third parties that provide critical services to a financial institution, and other systems to be determined by the CBCS that have a critical function in promoting financial stability. [read post]
11 Mar 2022, 12:52 pm
Continue Reading › The post SSEK Law Firm Continues to Investigate Northstar Financial Services (Bermuda) Losses Involving East West Bank appeared first on Investor Lawyers Blog. [read post]
10 Dec 2019, 8:00 am
Countrywide has a Debt Management Plan for anyone whose financial wellness has come under a dark cloud. [read post]
14 Jul 2010, 2:04 pm
What will the impact be for the financial services industry? [read post]
24 Feb 2023, 11:46 am
Our services are benefit options for a comprehensive financial wellness plan. [read post]
31 Jan 2011, 2:45 pm
Financial Management: NOAA Needs to Better Document Its Policies and Procedures for Providing Management and Administration Services, GAO-11-226, January 31,... [read post]
30 Nov 2012, 8:24 am
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices. [read post]
5 Oct 2023, 8:32 am
Countrywide’s Solution Countrywide Pre-Paid Legal Services has a financial wellness benefit that addresses the need for sound financial advice and guidance. [read post]
28 Nov 2017, 12:47 pm
Improving Financial and Administrative Management and Reducing Improper Payments (addressing weaknesses in financial management systems, Medicare trust fund issues, improper payments, contracts management, and Digital Accountability and Transparency Act implementation). [read post]
24 Sep 2020, 5:09 pm
The new company was formed by Lightyear Capital LLC, a New York privacy equity firm focused on financial services, as the lead investor, with a significant minority stake held by Greater Sum Ventures. [read post]
9 Aug 2021, 3:26 pm
As a result of the license approval, Meratas will be the first ISA program manager authorized by the DFPI to service ISAs in California. [read post]
18 Jan 2011, 11:47 am
As a Registered Financial Advisor (RFC) in addition to being an estate planning attorney and CPA, Dean independently runs Hedeker Wealth Management, which allows the Hedeker & Perrelli, Ltd. family (including Smarter Will™ and Cut Your Tax) to offer comprehensive tax planning, estate planning and investment management services, all in one center. [read post]
1 Feb 2019, 4:50 am
Under Section 223(1) of the Financial Services and Markets Act 2000, the FCA and the PRA must set an annual limit for the total management expenses which the FSCS can levy on financial services firms. [read post]
18 Jun 2012, 3:00 am
But cash flow management in a law firm can be particularly challenging. [read post]