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7 Jun 2024, 6:19 am
Kirkland Wilson Cetera Advisor Networks LLC Securian Financial Services, Inc. [read post]
7 Jun 2024, 3:00 am
National/Federal Multiple Trump Witnesses Have Received Significant Financial Benefits from His Businesses, Campaign MSN – Robert Faturechi, Justin Elliott, and Alex Mierjeski (ProPublica) | Published: 6/3/2024 Nine witnesses in the criminal cases against Donald Trump have received significant financial benefits, including large raises from his campaign, severance packages, new jobs, and a grant of shares and cash from Trump’s media company. [read post]
6 Jun 2024, 9:05 pm
House of Representatives Committee on Appropriations proposed a bill to cut funding from financial regulators including the Internal Revenue Service (IRS), SEC, and the CFPB. [read post]
6 Jun 2024, 6:37 pm
IHS can delegate administrative tasks to the Office of Personnel Management, while tribal governments must use funds for independent insurance, auditing, and financial services. [read post]
6 Jun 2024, 3:18 pm
Attorneys bring a holistic perspective to risk management, considering legal, financial, reputational, and ethical implications in their recommendations. [read post]
6 Jun 2024, 8:54 am
That is why you should retain the services of a data breach lawyer who is available 24 hours a day, 7 days a week. [read post]
6 Jun 2024, 6:06 am
It noted the firm represents employers in a variety of disputes including discrimination claims, trade secrets and collective actions and bargaining agreements, and is “well known for its training and education services for management. [read post]
5 Jun 2024, 9:01 pm
On May 6, 2024, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency and the Federal Housing Finance Agency re-proposed their joint rule to implement Section 956 of the Dodd-Frank Act, which requires federal financial regulators to prohibit, at any financial institution with consolidated assets of at least $1 billion, incentive-based compensation that encourages inappropriate risks. [read post]
5 Jun 2024, 1:45 pm
On May 8, 2024, LPL Financial LLC announced it has closed its acquisition of the wealth management business of? [read post]
5 Jun 2024, 10:52 am
David Lerner Associates (CRD#5397) functions as a licensed broker-dealer, offering comprehensive independent brokerage services to both individual investors and financial advisors. [read post]
5 Jun 2024, 8:20 am
Therefore in this note, we set out some of the key developments we expect to see in the area of financial services in the course of the upcoming legislature. [read post]
5 Jun 2024, 5:42 am
As we age, the possibility of needing long-term care – assistance with daily activities like bathing, dressing, and medication management – becomes increasingly real. [read post]
5 Jun 2024, 3:39 am
Areas of highest risk should be prioritised and progress updates / any issues of fraud should be escalated to senior management. [read post]
5 Jun 2024, 1:38 am
Additionally, providing comfort and reassurance to the accident victim is crucial until emergency services arrive. 2. [read post]
4 Jun 2024, 2:59 pm
The Office of Foreign Assets Control (OFAC) is responsible for managing and enforcing the U.S. sanctions programs. [read post]
4 Jun 2024, 10:00 am
He is currently a Managing Director at Anderson, the tax and financial services... [read post]
4 Jun 2024, 9:30 am
At the product level, institutions should establish and report clear criteria, definitions and indicators for products and/or services labelled as green or sustainable. [read post]
4 Jun 2024, 4:44 am
Serving as chief administrative officer of the law school, which includes responsibility for: Managing the school's finances, including development and implementation of the budget. [read post]
4 Jun 2024, 4:20 am
When considering specific market segments as of end of day on May 29: – Prime Broker Affirmation Rate: 98.6% (up from 81% in January) – Investment Manager Auto Affirmation (central match) Rate: 97.5% (up from 92% in January) – Custodian or Investment Manager (self) Affirmation Rate: 84.29% (up from 51% in January) Statement from Brian Steele, Managing Director, President, Clearing & Securities Services: “After working closely with the… [read post]
3 Jun 2024, 10:00 pm
Trends & Insights provides the latest in news articles and insight documents on trending areas for financial service organizations. [read post]
