Search for: "Gary Gensler"
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21 Mar 2022, 1:21 pm
In the announcement, SEC Chair Gary Gensler said the new rules adhere to the organization's mission. [read post]
12 Nov 2020, 8:31 am
Gary Gensler, who is with the Massachusetts Institute of Technology, will serve as team leader. [read post]
7 Oct 2021, 3:00 am
In testimony before the House Committee on Financial Services earlier this week, SEC Chair Gary Gensler said that he hopes the Commission can collect public comments and finalize it before year-end. [read post]
31 Mar 2025, 11:52 am
Musk refused to pay the fine, demanding to know "who directed these actions," suspecting either former SEC Chair Gary Gensler or Joe Biden's White House. [read post]
23 Aug 2021, 4:26 pm
Gensler has said there are too many questions about how money flows through these entities. [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Accredited investors, Hedge funds, Institutional Investors, Investor protection, Private funds, Retail investors, SEC, Securities regulation Statement by Chair Gensler on Private Fund Advisers Proposal Posted by Gary Gensler, U.S. [read post]
10 May 2022, 8:27 am
By Jay Fishman, J.D.The SEC Small Business Capital Formation Advisory Committee held a virtual meeting on Friday May 6, 2022, inviting three guests to speak about the potential effects of the Commission’s March 21 2022 proposed climate-related disclosure rule amendments on small businesses.While the proposal remains out for public comment: (1) Chair Gary Gensler made opening remarks; (2) Commissioner Hester Peirce made subsequent remarks; (3) Corporation Finance as Deputy… [read post]
23 Dec 2021, 9:59 am
In June, SEC Chair Gary Gensler announced that his staff was preparing recommendations to close some gaps in Rule 10b5-1, which provides an affirmative defense to insider trading for officers and directors who trade stock under plans entered into in good faith and before learning of material information. [read post]
23 Jun 2022, 9:01 pm
Chair Gensler’s Regulatory Flexibility Agenda[1] for the Securities and Exchange Commission sets forth flawed goals and a flawed method for achieving them. [read post]
15 Sep 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Wednesday, September 13, 2023 Tags: Disclosure, esg reporting, Financial regulation, Mergers & acquisitions, Monetary policy, SEC enforcement Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S. [read post]
15 Sep 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Wednesday, September 13, 2023 Tags: Disclosure, esg reporting, Financial regulation, Mergers & acquisitions, Monetary policy, SEC enforcement Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S. [read post]
27 Feb 2025, 3:15 am
On his way out the door, former SEC Chair Gary Gensler gave a steroid shot to his crypto enforcement team in an effort to ensure that the crypto crackdown continued after his departure. [read post]
27 Jan 2022, 7:38 am
According to SEC Chairman Gary Gensler, their main goal is to allow the securities regulator to better understand the operations and strategies of private funds for purposes of gauging their implications for financial stability. [read post]
3 Oct 2024, 3:30 am
The press release announcing the personnel changes notes: “We have been incredibly fortunate that such an accomplished public servant, Gurbir Grewal, came to the SEC to lead the Division of Enforcement for the last three years,” Chair Gary Gensler said. [read post]
13 Oct 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, October 11, 2023 Tags: Schedule 13D, Schedule 13G, SEC, Williams Act Statement by Chair Gensler on Final Rules Regarding Beneficial Ownership Posted by Gary Gensler, U.S. [read post]
18 Nov 2022, 8:57 am
SEC chair Gary Gensler, a former campaign finance chair for Hillary Clinton, has long been cozy with Bankman-Fried, helping his business grow (when you give that much money, it’s only fair to get a little something back). [read post]
18 Nov 2024, 3:00 am
The Trump administration is likely to replace SEC chairman Gary Gensler, who has spearheaded many of the increased regulatory efforts at the Commission and encouraged the PCAOB to update its older standards and take a tougher stance on enforcement and inspections. [read post]
16 Oct 2012, 10:52 am
The CFTC has been under attack from House Republicans for pursuing position limits regulation, which they deemed “ideological” and “wasteful” in a recent letter to CFTC Chairman Gary Gensler. [read post]
22 Sep 2023, 6:30 am
Securities and Exchange Commission, on Thursday, September 21, 2023 Tags: EDGAR, N-PORT, rule 35d-1, SEC Statement by Chair Gensler on Updates to the Names Rule Posted by Gary Gensler, U.S. [read post]
17 Nov 2011, 5:30 pm
Gary Gensler at CFTC reiterates that the new regulations are not intended to harm business and merely are required for monitoring purposes; but in the eyes of the investment community, the toughened stance taken by Gensler is discomforting. [read post]
