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22 Sep 2023, 6:30 am
Securities and Exchange Commission, on Thursday, September 21, 2023 Tags: EDGAR, N-PORT, rule 35d-1, SEC Statement by Chair Gensler on Updates to the Names Rule Posted by Gary Gensler, U.S. [read post]
17 Nov 2011, 5:30 pm
Gary Gensler at CFTC reiterates that the new regulations are not intended to harm business and merely are required for monitoring purposes; but in the eyes of the investment community, the toughened stance taken by Gensler is discomforting. [read post]
29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]
21 Jul 2021, 10:29 am
Gary Gensler, the Chair of the SEC, will be delivering keynote remarks at the National Whistleblower Center’s virtual event celebrating National Whistleblower Day 2021. [read post]
18 Nov 2022, 8:57 am
SEC chair Gary Gensler, a former campaign finance chair for Hillary Clinton, has long been cozy with Bankman-Fried, helping his business grow (when you give that much money, it’s only fair to get a little something back). [read post]
4 Nov 2011, 7:16 am
Corzine’s association with MF Global may spell trouble for CFTC Chairman Gary Gensler. [read post]
10 Aug 2021, 4:23 pm
On August 2, SEC Chair Gary Gensler released a statement detailing plans to revise recently enacted rules to the whistleblower program which were criticized by whistleblower advocates. [read post]
13 Oct 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, October 11, 2023 Tags: Schedule 13D, Schedule 13G, SEC, Williams Act Statement by Chair Gensler on Final Rules Regarding Beneficial Ownership Posted by Gary Gensler, U.S. [read post]
6 Aug 2021, 12:31 pm
On August 2, SEC Chair Gary Gensler released a statement detailing plans to revise recently enacted rules to the whistleblower program which were criticized by whistleblower advocates. [read post]
22 Sep 2023, 6:30 am
Securities and Exchange Commission, on Thursday, September 21, 2023 Tags: EDGAR, N-PORT, rule 35d-1, SEC Statement by Chair Gensler on Updates to the Names Rule Posted by Gary Gensler, U.S. [read post]
27 May 2021, 2:02 pm
In April, Gary Gensler was confirmed as the new Chair of the SEC. [read post]
16 Oct 2012, 10:52 am
The CFTC has been under attack from House Republicans for pursuing position limits regulation, which they deemed “ideological” and “wasteful” in a recent letter to CFTC Chairman Gary Gensler. [read post]
4 May 2022, 7:32 am
SEC Chair Gary Gensler stated his belief “that a diverse SEC workforce helps promote fairness and inclusion in the financial services industry. [read post]
1 Feb 2022, 6:25 am
Gary Gensler is full of ideas for expanding the Security and Exchange Commission’s security requirements for brokers, public companies and those who service the financial industry. [read post]
7 Jun 2022, 7:03 am
The Commission also agreed to mandate the use of inline eXtensible Business Reporting Language (inline XBRL) for filing financial statements and the accompanying schedules to the financial statements required by Form 11-K (Updating EDGAR Filing Requirements and Form 144 Filings, Release No. 33-11070, June 2, 2022).Citing Form 144 as a prime example, Chair Gary Gensler said that the amendments will make the filing process more efficient and cost-effective. [read post]
16 Aug 2022, 5:00 am
SEC Chair Gary Gensler backed the updated standards which he believes will enhance audit quality. [read post]
26 Feb 2024, 5:11 am
"I was pleased to support today's adoption of rules to strengthen the SEC’s ethics requirements," said SEC Chair Gary Gensler. [read post]
16 Jan 2024, 11:38 am
The go-ahead for some of the world’s largest financial firms, including BlackRock and Fidelity, to offer the ETFs gives the cryptocurrency industry some regulatory legitimacy—although SEC Chair Gary Gensler cautioned the approvals did not constitute an endorsement of Bitcoin—and will provide an easier way for retail and institutional investors to get exposure to the digital currency. [read post]
21 Nov 2023, 6:02 am
Clearinghouses must abide by most of the rules starting a year from publication in the Federal Register, with an extra year for the board independence requirements (Clearing Agency Governance and Conflicts of Interest, Release No. 34-98959, November 16, 2023).In a statement, SEC Chair Gary Gensler said the rule is meant to promote board independence, consider the views of relevant stakeholders, and reduce the potential for conflicts of interest within the board and senior… [read post]
31 Jan 2024, 9:12 am
At the same time, a defendant is free to give up settlement and litigate, the SEC said.In a statement, SEC Chairman Gary Gensler said entering into a settlement “is a consequential choice for both the SEC and the defendant. [read post]
