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16 May 2011, 5:42 am by Jenna Greene
Plus who will take charge of an appeal for hedge fund billionaire Raj Rajaratnam on insider-trading charges? [read post]
20 Apr 2008, 10:34 pm
” Fields had earlier announced his intent to plead the Fifth if called as a witness.Clients of Field’s firm Greenberg Glusker, including hedge fund manager Adam Sender and movie producer Andrew Stevens, have already testified under grants of immunity to having listened to illegal wiretaps by Pellicano. [read post]
2 Mar 2019, 8:30 am by ccollins
After the board placed Puerto Rico in a bankruptcy like process, many hedge funds and institutional corporate investors were unhappy as their investments were now in jeopardy. [read post]
30 Oct 2009, 9:00 am
ERISA Bonding Requirements for Hedge Fund Managers by The Hedge Fund Lawyer Hedge fund managers who manages hedge funds which exceed the 25% ERISA threshold will need to purchase a fidelity bond. [read post]
6 Dec 2010, 8:51 am by Kara OBrien
In general, private funds include hedge funds, private equity funds, liquidity funds, real estate funds and securitized asset funds. [read post]
7 May 2009, 2:31 pm
Many such investments were misrepresented as low-risk alternatives to money market funds and other cash equivalents. [read post]
10 Sep 2012, 8:27 am by William Carleton
Hedge funds are not subject to the same regulatory impositions of uniformity and clarity that exists in the mutual fund area. [read post]
19 Aug 2018, 12:38 pm by Ettinger Law Firm
Asset Diversification Strategies Most high net worth estate planning clients require a diversified portfolio of equities, fixed-income securities, hedge funds, private equity, real estate, and natural resource funds. [read post]
8 Apr 2019, 8:26 am by Unknown
”The PSA highlights people from various walks of life asking questions about investing topics, such as planning for retirement, reading a 10-K, checking out the background of an investment professional, and understanding fees, IPOs, hedge funds, 529 plans, compound interest, and more. [read post]
11 Aug 2016, 2:55 pm by Mark Astarita
Mitsakos and Matrix Capital Markets, which is a state-registered investment adviser in California, solicited investors in a purported hedge fund while falsely marketing themselves as experienced money managers with a highly successful track record. [read post]
7 Sep 2017, 11:53 am by Mark Astarita
  The SEC’s complaint alleges that Rezakhani and Sadeghi aimed to establish a successful track record with the trading in Rezakhani’s brokerage account and together open a hedge fund in New York that would accept investments from others.According to the SEC’s complaint, Rezakhani boasted on at least two trading-related internet communication platforms in the days leading up to Amazon’s earnings announcement that he was predicting first quarter revenue… [read post]
9 Jul 2010, 10:26 am by Ross B. Intelisano
Intelisano, a lawyer at Rich & Intelisano, who brought the arbitration against Goldman. [read post]
7 Aug 2007, 7:56 pm
In addition, the campaign web site Opensecrets.org reports that Edwards has received $6.5 million from lawyers, many of them trial lawyers; $668,590 from employees in the investment banking industry; $254,297 from officials of the health care industry and $218,290 from operators of hedge funds. [read post]
29 Oct 2008, 9:23 am
Among other things, Natasha is temporarily restrained from publishing online or distributing portions of “Hedge Fund Wives. [read post]
16 Feb 2012, 6:15 am by Joe Palazzolo
In the meantime, according to Mullins and Ackerman, securities lawyers are scrambling to include language that would spell out what lawmakers and their aides can say to hedge funds and other Wall Street investors. [read post]
8 Jun 2009, 3:07 am
The one thing that is clear is that the collapse of Madoff’s fraudulent scheme will be keeping lawyers occupied for years and years to come. [read post]
8 Jan 2010, 10:03 am
Sheriff's Battle Against Judiciary Dec 22, 2009, 07:51 am CST Constitutional Law Convicted for Being Naked in Own Home, Man Complains of 'Living in a Fishbowl' Dec 18, 2009, 07:21 pm CST Entertainment & Sports Law Story of Tiger Woods' Parking Lot Liaison Reportedly Killed with Law Firm's Help Dec 18, 2009, 01:55 pm CST Plus: Setting Stage for 'Lawyer's Dream' Divorce, Tiger Woods' Wife Retains Attorney Sorrell Trope Tort Law … [read post]
10 Oct 2017, 1:34 pm by Mark Astarita
-based investment advisory firm and its owner for scheming to collect extra monthly fees from a pair of hedge funds they managed Fraud charges against 11 former executives and board members at Superior Bank and its holding company for scheming to conceal the extent of loan losses as the bank was faltering in the wake of the financial crisisAlso under Mr. [read post]