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27 Jul 2023, 9:11 am
Gensler and Commissioners Caroline Crenshaw and Jaime Lizárraga voted to issue the proposal, while Commissioners Hester Peirce and Mark Uyeda voted against it.Based on the Commission’s analysis and extensive public input, the current framework on conflicts of interest needs to be modernized in light of new technology, said Lizárraga.Crenshaw pointed to recent developments in national policy on artificial intelligence. [read post]
20 Nov 2014, 8:46 am
Started in 1999 to honor the life of Rita Hester – a black transwoman, who was murdered in Boston, Massachusetts – the Transgender Day of Remembrance (TDOR) is a time to say the names of and reflect upon the lives of our trans brothers and sisters lost to violence. [read post]
6 Nov 2023, 5:30 am
At the time of its issuance, Commissioner Hester Peirce objected, stating that the SEC should have used a process that involved a public consultation, not an SAB, to make the accounting adjustment. [read post]
12 Mar 2024, 6:28 am
Gensler has previously said that under current rules, brokers and advisers cannot address conflicts of interest through disclosure alone.Commissioner Hester Peirce questioned why the recommendation was changed from an earlier draft, particularly regarding the earlier version’s emphasis on disclosure versus mitigation of conflicts. [read post]
19 Mar 2018, 5:48 am
By Amanda Maine, J.D.SEC Commissioner Hester Peirce addressed a number of issues facing the Commission in a conversation with Karen L. [read post]
22 Jul 2020, 4:12 pm
By Amy Leisinger, J.D.In a virtual address before Blockchain Association Singapore, SEC Commissioner Hester Peirce noted that innovation can be both exciting and messy. [read post]
25 Jul 2011, 2:59 am
Patricia Hester from the Department of Animal Sciences at Purdue was part of a group that worked on a paper on hen welfare in different housing systems. [read post]
11 Apr 2016, 3:47 am
The concerns cast a cloud over the ability of both SEC nominees—Lisa Fairfax, a Democrat, and Hester Peirce, a Republican—to win Senate confirmation, according to Senate aides. [read post]
3 Aug 2012, 11:47 am
If you or someone you love has been struggling with workplace sexual harassment, the experienced and compassionate team at Joseph, Herzfeld, Hester & Kirschenbaum would be happy to provide a free and confidential case evaluation for you. [read post]
27 Nov 2007, 8:46 pm
(Photo by Darren Hester at [www.flickr.com]; license details there.) [read post]
20 Jul 2017, 5:15 am
The other news is that it is rumored that President Trump will nominate former Senate Republican aide and current Senior Research Fellow at the Mercatus Center, Hester Peirce, to fill one of the empty seats at the Securities and Exchange Commission. [read post]
11 Jan 2011, 10:19 am
" For a confidential and completely free first consultation about your situation, connect with the law firm of Joseph, Herzfeld, Hester & Kirschenbaum at 866-348-7394 or www.jhllp.com. [read post]
2 Dec 2022, 6:31 am
Among other things, the proposed amendments would have refined existing requirements for funds to disclose the acquired fund fees and expenses (“AFFE”) associated with investments in other funds by permitting open-end funds that invest 10% or less of their total assets in acquired funds to omit the AFFE line item in the fee table and instead disclose the amount of the fund’s AFFE in a footnote to the fee table and fee summary.[3] This change would have addressed, in part, concerns… [read post]
11 Nov 2009, 2:18 pm
For help assessing whether you may have a legally actionable employment discrimination, harassment, or retaliation case, talk to the accomplished lawyers here at Joseph, Herzfeld, Hester & Kirschenbaum at (866) 348-7394 (you can also find out more at www.jhllp.com). [read post]
14 Jun 2011, 2:16 pm
If you or someone you care about has been retaliated against or has experienced unfair treatment at work, wage and hour violations, or discrimination of any kind, the team at Joseph, Herzfeld, Hester & Kirschenbaum can help you understand and protect your rights and get abusive behavior to stop. [read post]
25 Mar 2008, 4:59 am
Hall would force the petitioner to play out the hand on state review.Congratulations to AFPD Tom hester of the Oregon FPD office (Portland).U.S. v. [read post]
17 Sep 2009, 5:53 pm
If you need legal assistance, consider the firm of Joseph, Herzfeld, Hester & Kirschenbaum. [read post]
1 Jul 2016, 7:16 am
” [More…] ‘Hold’ everything: SEC may be stuck at three commissioners for a while by Bruce Carton in Compliance Week As I have been following here for many months, President Obama nominated Hester Peirce and Lisa Fairfax to be SEC commissioners in October 2015 to fill open Republican and Democrat seats on the Commission, respectively. [read post]
30 Mar 2011, 12:56 pm
Connect today with attorneys at Joseph, Herzfeld, Hester & Kirschenbaum at 866-348-7394 or www.jhllp.com to learn more about your rights and legal resources. [read post]
15 Jun 2018, 3:03 am
Monetary settlements declined to $65 million – the lowest semiannual total since at least 2009 According to this Bloomberg article, SEC Commissioner Hester Peirce might be emerging as an opposition force to many proposed enforcement actions, settlements and penalties. [read post]
