Search for: "Independent Financial Group LLC"
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6 May 2014, 4:26 pm
Forman Cybersecurity has increasingly become a critical issue for all types of businesses, few more so than broker-dealers, investment advisers and others in the financial sector. [read post]
1 May 2014, 11:17 am
If you feel like you have suffered financial losses as a result of LPL Financial, LLC’s supervisory deficiencies, please call us at the Blum Law Group at 1-877-STOCK-LAW for a free consultation. [read post]
13 Apr 2014, 8:59 am
I had the pleasure of speaking at the CIGI/Institute for New Economic Thinking, Toronto 2014 Conference called Human After All. [read post]
1 Apr 2014, 5:42 am
From 2011 until June 2013, Mallett was associated with Independent Financial Group, LLC. [read post]
12 Mar 2014, 1:18 pm
Both companies provided financial advice and investment management services. [read post]
14 Feb 2014, 12:00 pm
American United Life Insurance Company 13-455Issue: Whether Section 546(e) of the Bankruptcy Code eliminates the statutory power to avoid payments related to a securities transaction when a financial institution acts as a mere conduit for the transferred property, as the Second, Third, Sixth, and Eighth Circuits have held, or whether the financial institution must have a beneficial interest in the transferred property, as the Eleventh Circuit has held. [read post]
7 Feb 2014, 9:24 am
Our regulatory practice group assists financial service providers with the complex issues that arise in the course of their businesses, including compliance with federal and state laws and rules. [read post]
30 Jan 2014, 8:38 am
In Dish Network LLC v. [read post]
24 Jan 2014, 12:57 am
But, several recent decisions by federal district courts in California ruled that the BJR applies only to independent directors, not officers. [read post]
24 Jan 2014, 12:57 am
But, several recent decisions by federal district courts in California ruled that the BJR applies only to independent directors, not officers. [read post]
16 Jan 2014, 1:48 pm
According to the Financial Industry Regulatory Authority (FINRA), Mr. [read post]
6 Jan 2014, 6:14 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
20 Dec 2013, 5:39 am
Alongside our interventions in active legal cases, we have launched a number of research projects relating to broader challenges affecting newsgathering and the financial viability of journalism organizations:In cooperation with Free Press, the National Press Photographers Association, Journalist's Resource, the Investigative News Network, and the Nieman Journalism Lab, the DMLP launched a nationwide survey of institutional and independent journalists to gather information about… [read post]
11 Dec 2013, 7:48 am
In mid-October, Holdings’ financial situation began to rapidly deteriorate and in November, RAS Management (RAS) was appointed by HoldCo to manage the “wind down. [read post]
6 Dec 2013, 9:04 am
Independence Energy Group LLC, No. 13-1746 (2d Cir. [read post]
30 Nov 2013, 4:06 pm
WATERWAYS PLAZA, LLC, etc., Appellee. 3rd District.Creditors' rights -- Supplementary proceedings -- Fraudulent transfers -- Attorney's fees -- Impleaded parties are not liable for attorney's fees and costs in proceedings supplementary -- In such proceedings, attorney's fees and costs may be awarded only against original judgment debtor -- To extent final judgment against impleaded parties purports to reserve jurisdiction to award attorney's fees and costs against the impleaded parties… [read post]
20 Nov 2013, 8:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
19 Nov 2013, 12:16 pm
Kinecta Alternative Financial Solutions, Inc. v. [read post]
15 Nov 2013, 3:32 pm
The attorneys at Cosgrove Law Group, LLC have substantial experience representing individuals in various types of FINRA matters. [read post]
20 Oct 2013, 8:45 pm
To one side, career and financial ruin loom as multiple courts issue brutal and reputation-destroying sanctions; to the other side, the door to federal prison yawns open. [read post]
