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2 Dec 2023, 9:02 am
” (Internal quotation marks omitted.) [read post]
1 Dec 2023, 10:53 am
Reports can be made to the Securities & Exchange Commission and Commodity Futures Trading Commission under the Dodd-Frank Act. [read post]
1 Dec 2023, 4:40 am
” He added “there must be no enduring internal displacement. [read post]
30 Nov 2023, 6:48 pm
Again exchanges are emphasized, this time in the context of rule of law, law enforcement and the judicial field (article 39) and international cooperation in the judicial, criminal and corruption fields (ibid.). [read post]
29 Nov 2023, 10:30 pm
Italy has appointed its Authority for Communications Guarantees (Autorità Garante per le Garanzie nelle Comunicazioni or AGCOM) as Digital Services Coordinator through the Italian law on digital security for minors (art. 15). [read post]
29 Nov 2023, 9:01 pm
The press release highlighted four types of actions focusing on alleged (1) fraud; (2) unregistered securities; (3) unregistered exchanges and other intermediaries; and (4) touting. [read post]
29 Nov 2023, 7:12 am
Securities Act Rule 230.192 will implement Securities Act Section 27B and bar transactions in asset-backed securities that involve or result in material conflicts of interest. [read post]
28 Nov 2023, 9:01 pm
Securities and Exchange Commission (SEC) last year. [read post]
28 Nov 2023, 4:50 pm
The full media release can be accessed here. 8 ASIC signs memorandum of understanding with the International Association of Insurance Supervisors On 24 October 2023, ASIC announced the signing of the International Association of Insurance Supervisors (IAIS) Multilateral Memorandum of Understanding (MMoU), an international supervisor cooperation and information exchange agreement. [read post]
28 Nov 2023, 1:56 pm
Securities and Exchange Commision (SEC) Whistleblower Program. [read post]
28 Nov 2023, 12:05 pm
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
28 Nov 2023, 8:58 am
Tomorrow the Supreme Court hears oral argument in Securities Exchange Commission v. [read post]
28 Nov 2023, 6:44 am
In exchange, Hamas released 11 Israeli hostages. [read post]
28 Nov 2023, 4:58 am
In September, U.S. authorities charged Hana bribing Menendez and his wife in exchange for actions which assisted Egypt, including the provision of military aid. [read post]
27 Nov 2023, 9:05 pm
Securities and Exchange Commission (SEC), Gary Gensler, has led the SEC on a “transparency rampage,” according to Alexander I. [read post]
27 Nov 2023, 9:01 pm
The company’s board authorized the buybacks and predicated the authorization on the company’s use of trading plans that comply with the affirmative defense provided by Rule 10b5-1 under the Securities Exchange Act of 1934. [read post]
27 Nov 2023, 11:17 am
“We are ready to open dialogue and exchange experience with all countries in these directions,” the head of state said. [read post]
27 Nov 2023, 8:25 am
” Russian President Vladimir Putin was absent from the gathering as he faces an international arrest warrant from the International Criminal Court. [read post]
27 Nov 2023, 7:59 am
Both sides welcomed the progress made under Japan’s G7 Presidency to secure economic security and resilience and reiterated the importance of multilateral and bilateral collaboration on global challenges. [read post]
27 Nov 2023, 7:50 am
In that context, the Financial Stability Board (FSB) is expected to issue new recommendations on liquidity mismatch in open-ended funds and the International Organization of Securities Commissions should issue guidance on anti-dilution liquidity management tools – both by the end of the year. [read post]
