Search for: "Leach"
Results 701 - 720
of 1,729
Sort by Relevance
|
Sort by Date
12 Aug 2015, 9:08 am
– $400,000 Sterne, Agee & Leach, Inc. [read post]
30 Jul 2015, 10:01 pm
In addition, galvanized metal can leach toxic zinc and should not be used as a rotisserie spit. [read post]
28 Jul 2015, 7:15 am
Tilting the Scales in Your Favor Gray Reed attorney and Texas State Representative Jeff Leach tells us: “The ‘open carry’ bill was signed in to law by Governor Greg Abbott on June 13, 2015, and becomes effective (with a few minor exceptions) on January 1, 2016, making Texas the 45th state to allow some form of ‘open carry’ of handguns. [read post]
27 Jul 2015, 9:15 am
Safe Harbors and Exemptions: The amendments create a safe harbor for encrypted data and exempt covered entities that are subject to the HIPAA/HITECH breach notification requirements or to the Interagency Guidance issued pursuant to the Gramm-Leach-Bliley Act. [read post]
26 Jul 2015, 5:00 pm
Foreign bodies that have metal in them need to be lifted out of the cornea of the eye and all metal leached onto the cornea must be removed. [read post]
9 Jul 2015, 9:24 am
Under the holding company amendments, the executives of a bank holding company or its affiliate must attest in writing that their institutions are in compliance with activities ban.Lastly, the bill would formally repeal specified Gramm-Leach-Bliley Act provisions and some provisions in the federal bankruptcy laws. [read post]
26 Jun 2015, 8:41 am
eBay’s failure, Plaintiffs alleged, violated the Federal Stored Communications Act, the Fair Credit Reporting Act, the Gramm-Leach-Billey Act, and several state laws. [read post]
25 Jun 2015, 1:29 pm
Hart and Company Loop Capital Markets Martin Nelson & Co Merchant Capital Merrill Lynch Pierce Fenner & Smith Corporation Morgan Stanley & Co The Northern Trust Company Oppenheimer & Co Raymond James & aSSOCIATES RBC Capital Markets Robert W Baird & Co Raymond James & Associates RBC Capital Markets Robert W Baird & Co Siebert Brandford Shank & Co Smith Hayes Financial Services Corporation Stephens Inc Sterne Agee & Leach Stifel Nicolaus & Company… [read post]
23 Jun 2015, 6:15 am
Kim Phan The FTC recently proposed amendments to its Gramm-Leach-Bliley Act (GLBA) rules requiring motor vehicle dealers to send their customers an annual privacy notice. [read post]
3 Jun 2015, 8:41 am
BPA can leach out of container linings and into food, and studies have shown trace amounts to be found in most people. [read post]
3 Jun 2015, 7:55 am
With the recent focus by the SEC and FINRA on cybersecurity for broker-dealers and investment advisers as a backdrop, FINRA recently brought and settled an enforcement action under SEC Regulation S-P against broker-dealer Sterne, Agee & Leach, Inc. [read post]
1 Jun 2015, 9:19 am
In addition, the federal breach notification requirements applicable to (1) financial institutions subject to the Gramm-Leach-Bliley Act, and (2) covered entities under the Health Insurance Portability and Accountability Act, both contemplate incidents of unauthorized access to hard-copy as well as electronic records. [read post]
28 May 2015, 7:31 pm
The assets and liabilities of the big four banks grew very rapidly for years prior to the financial crisis as a result of deregulation, particularly through the Riegle-Neal Act in 1994, but also from the Gramm-Leach-Bliley Act of 1999. [read post]
28 May 2015, 3:24 am
A recent FINRA regulatory settlement involving a trip to the bathroom and a forgotten laptop perfectly illustrates this challenge.Case In PointFor the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (“FINRA”), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, Sterne, Agee & Leach, Inc., submitted a Letter ... [read post]
23 May 2015, 6:33 pm
Due to appear in Buckley, Donald and Leach (eds), Harmonisation of International Human Rights Law (Brill/Martinus Nijhoff, Forthcoming). [read post]
20 May 2015, 12:45 pm
” The bill released by Democrats includes the same provision as Senator Shelby’s bill directed at the annual financial privacy notice required by the Gramm-Leach-Bliley Act (GLBA). [read post]
20 May 2015, 7:40 am
Kim Phan In addition to the numerous mortgage-related provisions in Senator Shelby’s regulatory reform bill entitled the “Financial Regulatory Improvement Act of 2015,” the bill contains a provision directed at the annual financial privacy notice required by the Gramm-Leach-Bliley Act (GLBA), which is implemented by Regulation P. [read post]
19 May 2015, 10:00 am
., require that all organizations that own or license personal information about a Massachusetts resident have a WISP in place (even if not highly regulated like financial institutions under the Gramm-Leach-Bliley Act). [read post]
13 May 2015, 9:25 pm
Sources of law here can include the FTC’s Section 5 authority, the Health Insurance Portability and Accountability Act (HIPAA), SEC guidance, the Gramm-Leach-Bliley Act, and various state laws. [read post]
13 May 2015, 11:14 am
Senators Daylin Leach and Mike Folmer [official websites] the Senate Bill 3, which currently has 27 (15... [read post]
