Search for: "Matter of Trader"
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28 Feb 2014, 4:24 am
In 2012 it therefore withdrew entirely from the wholesale market and no longer sold anything to market traders, who were told that they could obtain products from Arsenal's official licensees instead. [read post]
26 Feb 2014, 11:15 am
Internal Compliance Matters Annual Compliance Review—RIAs must conduct an annual review of their compliance policies and procedures. [read post]
25 Feb 2014, 10:02 am
First Derivative Traders and be used to target actors who, acting with scienter, cause another to “make” a false statement. [read post]
24 Feb 2014, 4:50 am
In the Matter of Gregg N. [read post]
20 Feb 2014, 1:46 pm
Ethics still matter, and as the outcome of the Hoffman case establishes, so do contracts. [read post]
20 Feb 2014, 1:46 pm
Ethics still matter, and as the outcome of the Hoffman case establishes, so do contracts. [read post]
20 Feb 2014, 10:46 am
Ethics still matter, and as the outcome of the Hoffman case establishes, so do contracts. [read post]
17 Feb 2014, 1:03 pm
The SAC series of insider trading cases fascinates me because it involves highly intelligent, yet ethically challenged, securities traders, who amassed great fortunes using questionable and perhaps illegal methods. [read post]
10 Feb 2014, 7:00 am
So confined, this interest did not account for customary tenure and systems of property relations among indigenous inhabitants; generally these were matters avoided by merchants, traders, missionaries, and early settlers until the expediencies of settlement on the ground required otherwise. [read post]
9 Feb 2014, 2:27 pm
by a trader in the course of trade3. [read post]
23 Jan 2014, 9:01 pm
I once had a stock trader shouting in front of me, and a salesman trying to make his monthly quota behind me as I was traveling from Washington to New York. [read post]
21 Jan 2014, 3:25 pm
Last Friday, in Société Des Produits Nestlé SA v Cadbury UK Ltd [2014] EWHC 16 (Ch), in what for him is quite a short judgment, Mr Justice Arnold gave the plot away in the very first of his 77 paragraphs:"In what circumstances can a trader secure a perpetual monopoly in the shape of a product by registering it as a trade mark? [read post]
21 Jan 2014, 9:01 am
To resolve the matter the Magistrate used the 2007 income figure. [read post]
17 Jan 2014, 12:28 pm
Only a handful of countries have actually taken a clear position on the matter, prompting Asquith to comment, “If the UK tax re-categorisation goes ahead, it will stabilise the domestic Bitcoin exchange market which had been threatening to move out. [read post]
15 Jan 2014, 5:58 am
Deutsche Bank , Germany's biggest bank, has suspended several currency traders in New York in an internal probe that forms part of an international investigation into alleged manipulation of the global currency markets, a source familiar with the matter said on Wednesday. [read post]
10 Jan 2014, 7:33 pm
This afternoon, attorneys offered opening arguments in the trial of Mathew Martoma, one of the SAC Capital traders who allegedly engaged in inside trading. [read post]
8 Jan 2014, 5:00 am
Then it was just a matter of how much cash the bank was willing to pay. [read post]
6 Jan 2014, 11:20 pm
The world of directors and officers liability has long been characterized by rapid change. [read post]
6 Jan 2014, 8:30 pm
Organizing the business, and maintaining the collegiality, of the board and its committees so that each of the increasingly time-consuming matters that the board and board committees are expected to oversee receives the appropriate attention of the directors.5. [read post]
6 Jan 2014, 8:12 am
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
