Search for: "Officer Oxley"
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10 May 2012, 1:05 am
D&O insurance is not there to make claimants or their attorneys happy nor is it intended to be a reserve pool on which claimants or their attorneys’ get to draw; it is there to protect the company’s directors and officers. [read post]
21 Nov 2006, 11:25 am
Sarbanes-Oxley). [read post]
4 Oct 2011, 3:28 pm
Despite the paucity of enforcement actions, the Sarbanes-Oxley Act nevertheless made clear that lawyers representing public companies have gatekeeping responsibilities. [read post]
3 Apr 2013, 11:24 am
See Changes to Representation of Others Before The United States Patent and Trademark Office, 78 Fed. [read post]
23 Apr 2009, 4:20 am
Unfortunately, many Chief Executive Officers are also Chairmen of the Boards that employ them - an obvious conflict of interest as is recognized by many countries, including England. [read post]
5 Aug 2023, 4:35 pm
Section 1512 is part of the Sarbanes-Oxley act, passed in the wake of the Enron scandal. [read post]
16 Mar 2007, 8:22 am
Craig Lerner (George Mason University School of Law) presented a paper co-written with Moin Yahya (University of Alberta) entitled Left Behind after Sarbanes-Oxley, which predicts that "ideal entrepreneurs" will exit the market for officers in publicly-held corporations, leaving only "swashbucklers" and "bean counters. [read post]
17 Jun 2008, 6:23 pm
For example, the chief legal officer might monitor controls over new corporate contracts entered into by the chief operating officer. [read post]
4 May 2011, 8:32 am
So far, the only completed installation of the program is the establishment of the new Whistleblower Office and appointment of Sean McKessy as the new director of that office. [read post]
20 Apr 2007, 5:15 am
Sarbanes-Oxley (SOX) in part has tried to supply that pressure. [read post]
1 Apr 2011, 8:27 am
Rees of the Solicitor of Labor's office, Mark D. [read post]
20 Jun 2018, 9:30 pm
Most notably, the economy grew 2.3 percent during his first year in office and unemployment has dropped to 3.8 percent, the lowest in 18 years. [read post]
7 Mar 2012, 9:12 am
Sarbanes Oxley reporting obligations or other foreign statutes are not regarded as permission statutes in the light of the BDSG, but respective whistleblowing duties may be taken into account when applying German data privacy rules. [read post]
7 May 2014, 9:30 pm
The Act established a separate office in the U.S. [read post]
24 Aug 2007, 6:56 pm
This is a combination of globalization in general (when there are international alternatives, there are international alternatives); the impact of Sarbanes-Oxley, real and perceived; the omnipresent plaintiffs' securities bar in the US; and the overhang of the "Spitzer Effect. [read post]
23 Dec 2013, 3:30 am
Previously, employees had to mail a written complaint, visit an OSHA office in-person, or place a telephone call to 1-800-321-OSHA (6742) or to one of OSHA’s Regional or Area offices. [read post]
23 Mar 2010, 1:07 pm
Similar to Section 806 of the Sarbanes-Oxley Act, the causation standard and the burden-shifting framework are very favorable to employees. [read post]
29 Jun 2007, 5:15 am
The Act provides that the chairman cannot be an executive officer of the company. [read post]
6 Dec 2010, 11:13 am
This law was strengthened as part of the 2002 Sarbanes-Oxley Act (SOX) that seeks to prevent corporate fraud and protect whistleblowers. [read post]
18 Jul 2012, 5:00 am
Of course, the real test will be whether boards of public companies will apply these broader standards to top executive officers rather than lower level employees. [read post]
