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7 Nov 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently finalized rule and form amendments (Adopted Rules) that require mutual funds and most exchange-traded funds (ETFs) to provide shareholders with streamlined and “visually engaging” shareholder reports. [read post]
3 Jul 2014, 1:00 pm
To determine eligibility for the SCF process, OMHA has provided guidelines available here. [read post]
10 Jun 2013, 8:00 am
Thus HSBC’s stance is now as follows: “Freehold flats or freehold maisonettes are not acceptable unless the customer will on completion also acquire (or already has) the whole or a share of the freehold of the building itself, provided there are mutual rights of support and maintenance and mutually enforceable covenants, usually including a deed of covenant, being entered into each dealing with the property between the existing/other flat owners and the… [read post]
7 Jan 2015, 7:14 am by Tom Webley
The letter sent by the Working Party to the Council of Europe provides a useful assessment of various cybercrime scenarios in relation to transborder access to personal data. [read post]
24 Aug 2012, 6:30 am by elemembers
He was told that there was no obligation on him to accept work and no obligation on the employer to provide work. [read post]
4 Feb 2008, 11:09 pm
The news report states:"The income-tax law now provides for a pass-through status for mutual funds and the income earned by the funds is tax-free. [read post]
20 Jul 2023, 6:31 am
About Glass Lewis Founded in 2003, Glass Lewis provides proxy research and/or vote management services to more than 1,300 institutional investor clients — primarily public pension funds, mutual funds and other institutions that invest on behalf of individual investors and have a fiduciary duty to act, including through proxy voting, in the best interests of their beneficiaries. [read post]
20 Jul 2023, 6:31 am
About Glass Lewis Founded in 2003, Glass Lewis provides proxy research and/or vote management services to more than 1,300 institutional investor clients — primarily public pension funds, mutual funds and other institutions that invest on behalf of individual investors and have a fiduciary duty to act, including through proxy voting, in the best interests of their beneficiaries. [read post]
22 Nov 2019, 11:25 am by Renae Lloyd
Free Consultation with a Securities Attorney This information is publicly available on FINRA’s website and provided to you by The White Law Group. [read post]
13 Apr 2011, 11:35 am by James Hamilton
The fourth is the discontinuation of a critical function played by a failing firm in financial markets when other firms lack the ability to provide ready substitutes. [read post]
31 Dec 2011, 5:19 am by Gregory Dell
Plaintiff was covered under a long-term disability policy purchased from Northwestern, who was contracted by the law firm to provide these benefits to its employees. [read post]
3 Dec 2011, 4:18 am by Gregory Dell
This case against Liberty Mutual is very fact specific so it does not abolish the 180 day ERISA regulation requirement to submit an appeal in 180 days. [read post]
29 Mar 2022, 9:27 am by The White Law Group
  Free consultation with a Securities Attorney   This information is publicly available and provided to you by the White Law Group. [read post]
21 Aug 2023, 3:39 am by Unknown
This includes new SSN-only database searches and providing contacted securityholders with information on the process to apply to recover escheated funds.Request that mutual fund clients send periodic notifications informing and educating shareholders about the risk of escheatment (including the need to keep addresses updated).Provide annual written certification for five years that its written policies and procedures are in compliance and are being followed.Dissent. [read post]
2 Oct 2013, 4:10 am by Steven Gursten
State Farm Mutual Automobile Insurance Company appeared first on Michigan Auto Law Blog. [read post]