Search for: "Private Capital Investments, LLC"
Results 701 - 720
of 1,603
Sorted by Relevance
|
Sort by Date
25 Jun 2015, 1:17 pm
Within the Investment Capital Law Group, Cathy focuses on business formations for entrepreneurs, private securities offerings, structuring and offering of private investment funds, and business and regulatory matters for investment bankers, investment advisers, securities broker-dealers and real estate/mortgage brokers. [read post]
3 May 2012, 9:13 am
Krieger, Legal Director, Huntsman Gay Global Capital, LLC Jason Ment, Partner, General Counsel & Chief Compliance Officer, StepStone Group LLC Helane L. [read post]
15 Apr 2010, 9:40 am
In privately-owned businesses, double taxation is more a consequence of poor planning than anything else. [read post]
5 Nov 2018, 2:35 pm
Instead of investing their funds into private placements and real estate, he used it on his own personal expenses. [read post]
3 Mar 2022, 12:28 pm
Broker-dealers, including principally Emerson Equity LLC, had touted GWG’s L bonds as safe, reliable investments that were suitable for retirees and other risk-averse investors. [read post]
15 Aug 2024, 9:01 pm
Jones & Co., L.P. agreed to pay a $50 million penalty LPL Financial LLC agreed to pay a $50 million penalty Raymond James & Associates, Inc. agreed to pay a $50 million penalty RBC Capital Markets, LLC agreed to pay a $45 million penalty BNY Mellon Securities Corporation, together with Pershing LLC, agreed to pay a $40 million penalty TD Securities (USA) LLC, together with TD Private Client Wealth LLC and Epoch… [read post]
2 Mar 2009, 4:00 am
Private Capital Management, LLC. [read post]
14 Sep 2017, 6:03 am
Unfortunately for many investors, it appears that the secondary market price would represent a significant loss on their capital investment of $10.00 share. [read post]
18 Mar 2019, 6:47 am
According to public filings Laidlaw serves as the broker dealer for many of companies secondary Regulation D offering or Private Investment in a Public Company (PIPE) deals as part of the company’s scheme. [read post]
31 Jan 2010, 1:16 pm
Moderator/Panelists: Mark Shapiro (Barclays Capital); David Matlin (Matlin-Patterson Global Advisers LLC); Bennett Rosenthal (Ares Private Equity Group); Dave Miller (Elliott Associates, L.P.)The participants on this panel generally agreed that 2010 will likely be a quieter year than 2009 but that 2011 will again be a more active year for distressed investments, as more debt comes due (there are $300 billion in maturities in 2010-2011 and $700 billion in… [read post]
17 Nov 2017, 5:43 am
American Realty Capital New York City REIT Inc is a publicly registered non-traded real estate investment trust sponsored by AR Global. [read post]
11 Oct 2012, 6:50 am
Similarly, many venture capital firms or large institutional investors will only invest in Delaware LLCs. [read post]
2 Oct 2014, 3:44 pm
The ICA generally applies to every public or private company which invests over 40% of its assets in securities of one or more other companies, except securities of its own wholly owned subsidiaries. [read post]
10 Feb 2021, 12:33 pm
NB Private Capital (formerly known as Nelson Brothers Professional Real Estate), a student housing investment company, reportedly changed its name to Versity Investments, LLC in October 2020, according to its website. [read post]
23 Jan 2024, 9:30 am
The arbitration panel did not have the authority to render any decision based on a private business arrangement that was not an investment in any privately held entity. [read post]
18 Feb 2016, 12:58 pm
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
14 Oct 2009, 1:58 am
Department of the Treasury today announced three additional initial closings of Public-Private Investment Funds (PPIFs) established under the Legacy Securities Public-Private Investment Program (PPIP). [read post]
2 Dec 2017, 12:00 am
For more information, visit Medina Law Group or Private Client Capital Group. [read post]
14 Sep 2023, 12:21 pm
SEC Order – Elm Partners Management LLC SEC Order – Hansen and Associates Financial Group Inc SEC Order – Linden Thomas Advisory Services LLC SEC Order – Macroclimate LLC SEC Order – McElhenny Sheffield Capital Management LLC SEC Order – MRA Advisory Group SEC Order – Trowbridge Capital Partners LLC [read post]
12 Sep 2010, 11:54 am
Investments by the foundations would be in a tranche with high risk and low return, so as to attract private capital to be invested in a separate tranche with low risk and high return. [read post]
