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25 May 2022, 10:48 am
On the same date, the BoE published a speech by Sam Woods (Deputy Governor for prudential regulation and CEO of the PRA) entitled ‘Climate capital’. [read post]
19 Apr 2017, 9:45 am
If this happens, the BoE would need to ensure that prudential standards and resolution regimes for affected banks are sufficiently robust; in relation to the financial system’s hard infrastructure, the BoE is working to ensure it allows innovation to thrive while maintaining safety. [read post]
3 Jun 2024, 10:00 pm
Dodd-Frank Enhanced Prudential Standards Roadmap Access this practice note to gain an understanding of the Federal Reserve and Federal Deposit Insurance Corporation (FDIC) requirements for Living Wills, including addressing nonbanking activities, contractual obligations, and counterparty risks. [read post]
6 Sep 2022, 9:09 am
On 6 September 2022, the Prudential Regulation Authority (PRA) published a letter from its CEO, Sam Woods, to Mel Stride MP, Chair of the Treasury Committee, providing a response to an earlier letter from Ms Stride regarding the PRA’s proposed definition of a Simpler-regime Firm. [read post]
30 Dec 2020, 9:25 am
Pruco Securities to pay $18 Million for Overcharges The SEC Sanctions Pruco Securities for Alleged Breach of Fiduciary Duty The Securities and Exchange Commission this week reportedly charged Pruco Securities, the broker/dealer and RIA owned by Prudential, with violations in the firm’s wrap fee programs. [read post]
26 Jul 2017, 7:12 pm
The criteria for approval of the use of an internal models approach for calculating capital requirements will also be updated to reflect the latest standards introduced by the Basel Committee on Banking Supervision. [read post]
11 Mar 2021, 8:55 pm
It will also form the basis for the determination of capital at authorisation and further prudential requirements. [read post]
27 Jun 2024, 5:41 am
On 27 June 2024, the European Banking Authority (EBA) published an updated report on the monitoring of Additional Tier 1 (AT1), Tier 2 and total loss absorbing capacity (TLAC) as well as the minimum requirement for own funds and eligible liabilities (MREL) instruments of EU institutions. [read post]
13 Feb 2020, 7:41 am
On 12 February 2020, the European Banking Authority (EBA) launched a consultation on draft guidelines on the appropriate subsets of sectoral exposures to which competent or designated authorities may apply a systemic risk buffer (SyRB) in accordance with the Capital Requirements Directive V (CRD). [read post]
29 Jun 2018, 2:52 am
The PRA states that prudential classification will depend on the precise features of the assets although crypto-assets should not be considered as currency for prudential purposes. [read post]
20 Oct 2023, 6:44 am
The guidelines will provide Member State competent authorities with a common methodology to assess the suitability of the shareholders and members with direct or indirect qualifying holdings for the purposes of granting authorisation as issuers of ARTs or as CASPs, and for carrying out the prudential assessment of proposed acquisitions. [read post]
21 Jun 2022, 9:56 am
On 20 June 2022, the Bank of England confirmed that it will be withdrawing its mortgage affordability test recommendation. [read post]
29 May 2011, 2:03 pm
The Council of Financial Regulators (CFR), comprised of the Reserve Bank of Australia, the Australian Prudential Regulation Authority, the Australian Securities and Investments Commission and Treasury, has reviewed the FCS and has issued a consultation paper for comment. [read post]
16 Nov 2021, 3:23 pm
If passed, the Bill will expand and replace the current Banking Executive Accountability Regime (BEAR) under the Banking Act 1959 (Cth) and extend BEAR-like accountability requirements to registrable superannuation entities and regulated insurers. [read post]
25 Apr 2017, 7:09 pm
The Dodd-Frank Act created a new regulatory umbrella group chaired by the Treasury Secretary—the Financial Stability Oversight Council (FSOC)—with authority to designate certain financial firms as systemically important and subjecting them and all banks with more than $50 billion in assets to heightened prudential regulation. [read post]
15 Jun 2011, 11:02 pm
And still other topics, like macro-prudential regulation, are altogether new. [read post]
3 Apr 2013, 6:03 am
Those depository institutions are supervised by another prudential federal banking agency. [read post]
3 May 2018, 7:15 am
On 2 May 2018, the European Central Bank (ECB) published a speech by Supervisory Board Member Ignazio Angeloni. [read post]
17 Jul 2018, 6:11 am
IOSCO is discussing other issues around crypto-assets, including, for example, regulatory issues around crypto-assets platforms; and the Basel Committee on Banking Supervision is quantifying the materiality of banks’ direct and indirect exposures to crypto-assets, clarifying the prudential treatment of such exposures, and monitoring developments related to crypto-assets and FinTech for banks and supervisors. [read post]
21 Dec 2009, 6:17 pm
Non-banking finance companies (NBFCs) exclusively involved in financing infrastructure projects may avail of ECB “from the recognized lender category including international banks under the approval route, subject to complying with the prudential standards prescribed by the Reserve Bank and the borrowing entities fully hedging their currency risk”.3. [read post]
