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2 Feb 2024, 9:05 pm
Furthermore, the Diez team finds that the European Commission lacks targeted incentives, sanctions, or enforcement tools to ensure compliance. [read post]
2 Feb 2024, 11:46 am
The term “golden visa” is an unofficial one, used to refer to visas that offer residence in exchange for making a substantial investment in a given country. [read post]
2 Feb 2024, 9:45 am
The Securities and Exchange Commission today announced that Brian Sewell and his company, Rockwell Capital Management, agreed to settle fraud charges in connection with a scheme that targeted students taking Sewell’s online crypto trading course known as…Read the Full Press Release Have a securities law question? [read post]
Two Pending Cases Before the U.S. Supreme Court Could Substantially Impact New Jersey Employment Law
2 Feb 2024, 8:05 am
This is part of the dispute now before the Supreme Court in Securities and Exchange Commission v. [read post]
2 Feb 2024, 6:40 am
Securities and Exchange Commission today announced the date of its 2024 Investor Advocacy Clinic Summit, where law students and their professors will engage with SEC staff and invited guests about issues addressed and lessons learned while…Read the Full Press Release Have a securities law question? [read post]
2 Feb 2024, 3:00 am
Cori Bush for allegedly misusing money intended for members of Congress to spend on private security. [read post]
1 Feb 2024, 1:15 pm
In 2023 the SEC (Securities & Exchange Commission) handed out a record $600 million in bounties to whistleblowers responsible for billions in recovered funds. [read post]
1 Feb 2024, 11:51 am
To further identify and assess opportunities and risks, the ESAs and NCAs will continue the cross disciplinary exchanges to foster the exchange of information. [read post]
1 Feb 2024, 11:51 am
To further identify and assess opportunities and risks, the ESAs and NCAs will continue the cross disciplinary exchanges to foster the exchange of information. [read post]
1 Feb 2024, 9:39 am
Those who are defined as “insiders” by the Securities & Exchange Commission must report their trading to that agency which posts it for the world to see. [read post]
31 Jan 2024, 9:05 pm
Prior to listing, the DL firm hires an investment bank to counsel the firm on filing its registration statement with the Securities and Exchange Commission (SEC) and preparing presentations to investors. [read post]
31 Jan 2024, 12:34 pm
The U.S. restricted selling them to China to prevent their use in China’s military, The FBI,, the Securities and Exchange Commission and a national security panel have opened probes on whether TuSimple was illegally transferring technology to China. [read post]
31 Jan 2024, 11:31 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
31 Jan 2024, 8:28 am
The Security and Exchange Commission (SEC) announced that J.P. [read post]
30 Jan 2024, 9:04 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
30 Jan 2024, 9:02 pm
”[26] In the Commission’s telling, “[a]s part of the settlement process, the Commission and a defendant negotiate terms,” and “if either party disagrees with terms t [read post]
30 Jan 2024, 11:13 am
Securities and Exchange Commission voted to increase oversight of special-purpose acquisition companies, which have taken hundreds of companies public in recent years. [read post]
30 Jan 2024, 10:30 am
In the absence of rulemaking by the Securities Exchange Commission (SEC), what makes a security is still an open question in the financial industry. [read post]
30 Jan 2024, 6:45 am
The Securities and Exchange Commission today charged Xue Lee (aka Sam Lee) and Brenda Chunga (aka Bitcoin Beautee) for their involvement in a fraudulent crypto asset pyramid scheme known as HyperFund that raised more than $1.7 billion from investors worldwide. [read post]
30 Jan 2024, 4:52 am
’s security,” British Foreign Secretary David Cameron said. [read post]
