Search for: "State v. Dodd" Results 701 - 720 of 1,049
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20 Sep 2010, 10:08 am by Kara OBrien
All states other than Wyoming currently register investment advisers, and a majority of the states have examination programs for registered investment advisers. [read post]
3 Jan 2017, 2:06 pm by Ronald Mann
In the United States, merchants have challenged the fees in a seemingly endless series of antitrust cases, one of which (Visa v. [read post]
23 May 2016, 8:27 am by David Cosgrove
[v]Ibid [vi]SEC, DOL Fiduciary Rules Will Likely Be Different, White Says (2016, March 22). [read post]
3 Jun 2011, 8:08 am by Luke Green
On the other hand, private actions, as opposed to enforcement actions, constitute the bulk of securities class actions in the United States. [read post]
6 Apr 2018, 6:08 am
Stulz (Ohio State University), on Friday, March 30, 2018 Tags: Board oversight, Cash flows, Cybersecurity, Equity-based compensation, Executive Compensation, Firm valuation, Leverage, Market reaction, Privacy, Public firms, Risk management, Risk-taking, Shareholder value, Target firms An Early Look at the State of U.S. [read post]
4 Jan 2014, 7:00 am by Nick Basciano
More on detention: Updating us on Abdullah v. [read post]
16 Jun 2017, 4:40 pm by INFORRM
Again, we see most state and territory governments with Labor governments. [read post]
19 Oct 2018, 6:08 am
Posted by Cydney Posner, Cooley LLP, on Friday, October 12, 2018 Tags: Boards of Directors, Director nominations, Proxy contests, Proxy voting, SEC, Securities regulation, Shareholder voting, Universal proxy ballots SEC Sanctions Investment Firm for Inadequate Cybersecurity and Identity Theft Prevention Policies Posted by Sabastian V. [read post]
31 May 2016, 3:34 am by Broc Romanek
State Law” Practice Area, the US Supreme Court unanimously held – in Merrill Lynch, Pierce, Fenner & Smith v. [read post]