Search for: "U.S. Commodity Futures Trading Commission" Results 701 - 720 of 1,234
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11 Feb 2016, 12:28 pm by SueAnn Yue
Commodity Futures Trading Commission (the “CFTC”) and the European Commission announced a common approach relating to requirements for transatlantic central clearing parties (CCPs). [read post]
9 Feb 2016, 4:39 am by Broc Romanek
The big request, which the White House is set to unveil formally Tuesday, calls for boosting annual funding for the Securities and Exchange Commission and the Commodity Futures Trading Commission to $3 billion and $500 million, respectively, by the fiscal year starting Oct. 1, 2020, according to a blog post by Jeffrey Zients, director of the National Economic Council. [read post]
28 Jan 2016, 1:24 am by Jason C. Gavejian
Commodity Futures Trading Commission (CFTC), organizations will need to remain vigilant in 2016 to ensure they are addressing industry specific rules or guidance regarding cybersecurity and the safeguarding of the information they maintain. [read post]
19 Jan 2016, 1:11 pm by SueAnn Yue
Commodity Futures Trading Commission’s (the “CFTC”) Division of Clearing and Risk issued no-action relief to certain entities from the swap clearing requirements so long as certain conditions (outlined in the respective letters) are complied with. [read post]
15 Jan 2016, 9:24 am by Jason C. Gavejian
Commodity Futures Trading Commission (CFTC) unanimously approved proposed enhanced rules on cybersecurity for derivatives clearing house organizations, trading platforms, and swap data repositories. [read post]
24 Dec 2015, 4:00 am by Administrator
” On this last point, Deborah Platt Majoras, currently Chief Legal Officer at Procter & Gamble and former Chairman of the Federal Trade Commission, said, Give me the advice. [read post]
21 Dec 2015, 8:06 am by Michael Sugarman
Commodity Futures Trading Commission approved a new regulation for uncleared swaps not regulated by the Federal Reserve Board, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Farm Credit Administration or the Federal Housing Finance Agency. [read post]
18 Dec 2015, 1:23 pm by Associated Press
The civil settlements were announced Friday by the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
18 Dec 2015, 12:13 pm by SueAnn Yue
Commodity Futures Trading Commission’s (the “CFTC”) Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight issued a time-limited no-action letter extending the relief provided in CFTC Letter No. 14-147. [read post]
14 Dec 2015, 9:03 am by SueAnn Yue
Commodity Futures Trading Commission’s (the “CFTC“) Division of Market Oversight issued a time-limited no-action letter extending the relief provided in CFTC Letter No. 14-141. [read post]
14 Dec 2015, 5:36 am
Code § 1348 to apply to commodities futures trading. [read post]
10 Dec 2015, 1:35 pm by Pillsbury Investment Fund Group
Commodity Futures Trading Commission’s (“CFTC”) Division of Swap Dealer and Intermediary Oversight issued a swap dealer de minimis exception preliminary report (“Preliminary Report”). [read post]
8 Dec 2015, 10:30 am by Louthian Law Firm
The Commodity Futures Trading Commission (CFTC) has similar rules and regulations under Dodd-Frank. [read post]
24 Nov 2015, 9:30 pm by James Rathz
Commodity Futures Trading Commission (CFTC) Commissioner Bart Chilton called for greater scrutiny of precious metals pricing. [read post]
15 Nov 2015, 9:30 pm by Grayson C. Weeks
 Commodity Futures Trading Commission (CFTC), into a new Prudential Supervisory Authority (PSA), and with prudential rulemaking assigned to the Federal Reserve initiated by recommendations of the PSA or self initiated by the Federal Reserve. [read post]
10 Nov 2015, 7:52 am by Eric Mogel
Commodity Futures Trading Commission (“CFTC”) extended no-action relief to Swap Execution Facilities (“SEFs”)  from the “occurs away” requirement in the definition of “block trade” under CFTC regulation Section 43.2. [read post]
1 Nov 2015, 9:37 am by John Floyd
The IRS and the Commodity Futures Trade Commission also have laws that allow them to make payouts to whistleblowers. [read post]
28 Oct 2015, 9:00 pm by Silver Law Group
Commodity Future Trading Commission (CFTC) is seeking important information on infringements against the Commodity Exchange Act (CEA). [read post]
23 Oct 2015, 8:58 am by Kelly Phillips Erb
Commodity Futures Trading Commission (CFTC), in a decision involving Coinflip, Inc. d/b/a Derivabit (Coinflip) and its chief executive officer Francisco Riordan, ruled that “[B]itcoin and other virtual currencies are properly defined as commodities. [read post]
19 Oct 2015, 1:29 pm by Elizabeth J. Elias
Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight (the “Division”) announced further extension of the time-limited no action relief for swaps executed as part of a package transaction in the categories currently receiving relief under CFTC Letter No. 14-137. [read post]