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11 May 2011, 1:19 pm
” A more extended WSJ piece is here. [read post]
9 Aug 2023, 3:15 am
The Commission is planning to use the increased funding to hire 400 more staff members, including 125 new personnel for its Enforcement Division. [read post]
27 Aug 2009, 11:21 pm
On Feb. 14, Sjoblom resigned from representing the bank and sent a note to the SEC, saying, "I disaffirm all prior oral and written representations made by me and my associates to the SEC staff. [read post]
23 Aug 2013, 6:06 am
The WSJ article indicates that the rules requirements will be less onerous than what is contemplated by Dodd-Frank, allowing issuers to take the statistical sampling approach to determining median employee pay that some pre-rulemaking commenters had thoughtfully suggested. [read post]
2 Jun 2016, 3:13 am
A complete waste of the Staff’s time. [read post]
12 Dec 2008, 5:00 pm
The Commission staff has already denied Hain Celestial's request to omit the reincorporation proposal. [read post]
17 Sep 2008, 12:59 pm
"Also read transcript from WSJ interview here. [read post]
3 Jul 2012, 3:13 am
Perhaps because these rulemakings are among the most challenging rulemakings that the Staff has had to do in a long time, as the subjects are way outside the traditional securities laws. [read post]
12 Jun 2015, 3:26 am
I wonder if that practice will continue beyond this current group of Commissioners… Meanwhile, this WSJ article entitled “The SEC’s Recruiting Problem: Its Former Officials” talks about how former SEC Commissioners & Staffers are warning candidates for the upcoming two Commissioner slots that the job is full of dysfunction and that even the vetting process can be quite a challenge. [read post]
22 Sep 2011, 3:05 am
The Staff has taken the position that options aren't counted either for Section 12(g) purposes for some time, going way back to '01 - and this RSU position has been taken since this Facebook response in '08 [read post]
23 Jul 2009, 5:14 pm
ANOTHER UPDATE: A WSJ Editorial. [read post]
26 May 2009, 5:17 am
We're very excited to have Barbara Nepf join our staff! [read post]
17 Jan 2008, 5:15 am
In that context, we note the article by the WSJ that shows just how much resistance to this idea there is in corporate America. [read post]
1 Mar 2010, 5:00 am
According to an editorial in the WSJ, the SEC tried, in connection with the proposed settlement with BofA, to get the Bank's agreement to provide shareholders with access to the company's proxy statement for nominees. [read post]
13 May 2021, 3:03 am
This WSJ article explains why Bitcoin uses more energy than newer cryptocurrencies. [read post]
1 May 2007, 7:25 pm
What Ignatius describes as the intellectual arrogance of the Bank staff would be better described as its own very special internal culture of impunity. [read post]
23 Jan 2009, 12:57 am
Below is an ad Chrysler ran in the WSJ and other major newspapers. [read post]
18 Dec 2008, 6:01 am
Its full-time examination and enforcement staff has increased by more than a third, or nearly 500 people. [read post]
14 Apr 2016, 3:05 am
The staff observed that, although there are some prescriptive and structured elements, the current requirements are largely principles-based, with disclosure determined on the basis of “materiality” as defined in TSC Industries, Inc. v. [read post]
14 Apr 2016, 3:05 am
The staff observed that, although there are some prescriptive and structured elements, the current requirements are largely principles-based, with disclosure determined on the basis of “materiality” as defined in TSC Industries, Inc. v. [read post]
