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6 Apr 2022, 9:01 pm
Accordingly, the availability of the memorandum to Enforcement staff had no bearing on any actions taken by that staff or any effect on the Commission’s adjudication of this proceeding. [read post]
3 Apr 2019, 10:40 am
After months of teasing, on April 3 staff of the Securities and Exchange Commission (“SEC”) issued a long-awaited Framework for “Investment Contract” Analysis of Digital Assets. [read post]
27 Aug 2014, 5:44 am
The angry staff insisting that some of those involved in the clean-up operation be fired. [read post]
16 Dec 2014, 12:04 pm
Without the clarification, the CFP Board said, it would not be able to process effectively applications of candidates for CFP certification, and efficiently investigate CFP professionals.In the no-action letter, the staff noted that the original staff position applied to consumer complaints and responses by broker-dealers and investment advisers to those complaints, statements of claim and claim resolution documents. [read post]
31 Mar 2022, 6:39 am
These limitations must be disclosed to retail investors, the staff stated.Best interest factors. [read post]
14 Sep 2022, 2:02 am
You can quickly ramp up with temporary, cost-efficient people to support your staff when you’re busy, which will protect your staff from stress. [read post]
20 Apr 2023, 8:55 am
The staff party occurred at the physical offices of the employer, where the employee interacted in his employment with the operational staff of the employer on a regular basis. [read post]
5 Aug 2014, 2:03 pm
In the letter, FERC Staff stated that since the Commission has not yet acted on Pivotal LNG’s PDO, “if Pivotal LNG proceeds with this transaction in good faith based on its position in its petition for declaratory order that it does not need to file an application for NGA authorization, staff would not recommend any type of investigation or enforcement action if the Commission reaches a different conclusion when it acts on Pivotal LNG’s petition for… [read post]
25 Jul 2022, 4:30 am
The Staff Council at Pitt has expressed support for a working group considering an Ombuds program at the university. [read post]
6 Aug 2018, 6:29 am
Applying the special rules results in much lower premiums, PBGC staff noted. [read post]
6 Aug 2018, 6:29 am
Applying the special rules results in much lower premiums, PBGC staff noted. [read post]
19 Sep 2016, 12:05 pm
The staff paper indicates that FTC enforcement in this area will not let up. [read post]
28 May 2008, 1:10 am
“Dedicated police staff are to patrol London’s youth courts to encourage knife crime victims and witnesses to testify against their attackers. [read post]
Staff Shortages are Correlated with an Increased Death Rate for Residents of Nursing Home Facilities
15 May 2023, 8:08 am
Nursing home staff are not meeting the minimum hours per resident necessary in order to provide sufficient levels of care. [read post]
26 May 2011, 9:31 am
Nearly one in 10 House members paid at least $100,000 in staff bonuses in the fourth quarter of 2010, according to the compiled stats. [read post]
13 May 2021, 8:43 am
However, the statement goes on to say that IM staff, in coordination with other Commission staff, will continue to closely monitor and assess ongoing compliance with the Investment Company Act and its rules, noting that the funds’ ongoing compliance is a top priority for the staff.Revisiting its Cryptocurrency Holdings Letter. [read post]
23 Apr 2020, 9:00 pm
The US Nuclear Regulatory Commission (NRC) Staff issued SECY-20-0034 on April 22, informing the NRC Commissioners of the Staff’s plan to exercise enforcement discretion for licensee noncompliance with regulatory requirements resulting from illnesses or other factors caused by the coronavirus (COVID-19) public health emergency (PHE). [read post]
23 Oct 2020, 5:00 am
Health concerns, COVID-19 related deaths in the community and fully remote instruction continue to impact faculty and staff. [read post]
3 Feb 2017, 1:46 pm
FTC Releases Staff Study Examining Commission Merger Remedies between 2006 and 2012 . [read post]
29 Jan 2011, 4:00 am
She does a variety of tasks in the Technical Services area, and she enjoys working with the people on the Library staff. [read post]
