Search for: "SECURITIES CORP." Results 7181 - 7200 of 11,588
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3 May 2012, 7:06 am by D. Daxton White
Raymond James Financial Inc. recently completed the acquisition of Morgan Keegan from Regions Financial Corp. [read post]
3 May 2012, 1:20 am by Stan
From the Fashion Law Blog: Deckers Outdoor Corp., Uggs’ parent company, was awarded $686 million in lawsuits against more than 3,000 China-based websites selling counterfeit Uggs. [read post]
2 May 2012, 9:27 am by Stan
You can compare that legalese with the late filing statement issued by ChinaCast Education Corp. on March 16. [read post]
1 May 2012, 6:01 am by Matthew Huisman
Gupta, who goes on trial May 21, is accused of securities fraud and conspiracy. [read post]
30 Apr 2012, 11:56 am by Securites Lawprof
A FINRA hearing officer expelled Pinnacle Partners Financial, Corp., a broker-dealer based in San Antonio, TX, and barred its President, Brian Alfaro, for fraudulent sales of oil and gas private placements and unregistered securities. [read post]
30 Apr 2012, 8:03 am by Kedar
United States Credit Suisse Securities v. [read post]
29 Apr 2012, 2:37 pm by Kenneth Anderson
 It invests heavily in the JAG corps, in training and the application of the law in the planning and execution of operations. [read post]
28 Apr 2012, 3:53 am by Jay Eng
On April 25, FINRA announced that it had expelled Pinnacle Partners Financial, Corp., a broker-dealer based in San Antonio, Texas, for ” for fraudulent sales of oil and gas private placements and unregistered securities. [read post]