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11 Jan 2024, 7:00 am by Patricia Klusmeyer
Generally, a person will be deemed to be rendering fiduciary investment advice if: 1) the person renders advice to a  plan or IRA (including plan participants or beneficiaries) as to the value of, or advisability of investing in, securities or other property; 2) on a regular basis; 3) pursuant to a mutual agreement with the plan or IRA; 4) that the advice will serve as a primary basis for investment decisions with respect to plan or IRA assets; and 5)… [read post]
10 Feb 2016, 4:34 am by Heather Douglas
To recalibrate documentary discovery, Justice Brown recommends in “A 5-Point Action Plan” that we narrow the obligation to produce documents. [read post]
13 Mar 2009, 2:00 am
Contacting institutions via phone or e-mail to alert them of your services is another great way to build your network. [read post]
9 Nov 2007, 9:44 pm
""Get the f---ing e-mails! [read post]
21 Mar 2024, 4:20 am by David Lynn
Item 1507 states that the disclosures (other than historic facts) provided pursuant to the following Regulation S-K provisions constitute “forward-looking statements” for purposes of the PSLRA statutory safe harbors: (i) Item 1502(e) (transition plans); (ii) Item 1502(f) (scenario analysis); (iii) Item 1502(g) (internal carbon pricing); and Item 1504 (targets and goals). [read post]
19 Jul 2022, 9:04 pm by Joe Whitworth
Meanwhile, Wageningen University and Research has welcomed the publication of a national action plan on zoonoses. [read post]
16 Apr 2008, 10:34 am
OTHER RESOURCES: Okeechobee Gourd info from the FWS South Florida Multiple Species Recovery Plan  and article recounting its rediscovery along the St. [read post]
1 Apr 2011, 4:06 pm by Colin O'Keefe
While of course taking a look at estate planning and estate litigation, this publication also features prominent discussion on the subject of business succession and why having a plan in place is absolutely vital. [read post]
11 Jan 2012, 12:53 am by Michael Geist
The Supreme Court decision throws a monkey wrench into more than just plans to create a single securities regulator. [read post]
6 Nov 2008, 6:49 pm
See, e.g., the e-mail to the Chron linked to by Sara in the previous thread. [read post]
11 Nov 2011, 7:30 am
Wal-Mart plans to leak its sales in an effort to get a jump on the holiday season. [read post]
5 Apr 2009, 11:14 pm
The directory of approved companies can be found at www.ag.ca.gov/bne/security_printer_list.php.The federal requirement does not apply to: (A) E-prescriptions transmitted to the pharmacy; (B) Prescriptions faxed to the pharmacy; (C) Prescriptions communicated to the pharmacy by telephone by a prescriber; (D) Transfer of a prescription between two pharmacies, provided that the receiving pharmacy is able to confirm by facsimile or phone call the authenticity of the tamper-resistant… [read post]
7 Jul 2009, 8:52 am
In so ruling, the IRS relied on Section 2.02(e) of Revenue Ruling 2002-62, which indicates that a modification will result from a nontaxable transfer of a portion of the IRA's account balance to another retirement plan, which is exactly what the taxpayer had done. [read post]
30 Oct 2013, 1:24 pm by Bill Marler
The Porch reportedly closed its doors this week, with plans to reopen on Halloween. [read post]
5 Dec 2019, 4:04 am by Edith Roberts
” At E&E News, Pamela King reports that during Tuesday’s second oral argument, in Atlantic Richfield Co. v. [read post]
5 Oct 2021, 8:41 am by Christopher G. Hill
Contacting institutions via phone or e-mail to alert them of your services is another great way to build your network. [read post]