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9 Oct 2007, 3:32 pm
Other firms sanctioned included UBS Securities; Bear Stearns & Co.; Credit Suisse Securities (USA) LLC ; Banc of America Securities LLC; Goldman Sachs & Co.; JP Morgan Securities; Wachovia Capital Markets LLC; and Keefe, Bruyette & Woods Inc. [read post]
20 Jul 2007, 3:47 pm
Film and television writers are especially concerned about securing adequate pay for work distributed over the Internet. [read post]
24 Apr 2024, 12:17 pm by Geoff Schweller
According to Bloomberg, the CFTC “has reached out to a number of banks, including JPMorgan Chase & Co., Bank of America Corp. and Citigroup Inc. [read post]
26 Aug 2008, 9:34 am
The exchange itself was censured by the Securities and Exchange Commission. [read post]
9 Apr 2024, 3:12 am by John Jenkins
Defendant used highly confidential information about an impending announcement of the acquisition of biopharmaceutical company Medivation, Inc., the company where he worked, by Pfizer Inc. to trade ahead of the news for his own enrichment. [read post]
1 Nov 2011, 3:53 pm by Hedge Fund Lawyer
Please contact us if you need help with respect to any of the items discussed in the NFA memo below. **** November 1, 2011 Proposed Guidance for CPOs with Pool Funds Held at MF Global, Inc. [read post]
6 Oct 2017, 4:30 am by assoulineberlowe
Savannah College of Art & Design, Inc. v Sportswear, Inc., 2017 U.S. [read post]
23 Aug 2009, 9:01 pm
In January 2007, Clark County Superior Court granted plaintiff’s motion for preliminary injunction enjoining the defendants from using “Custom RV Interiors, Inc. [read post]
21 Sep 2016, 12:38 pm by Elijah Yip
In G4S Secure Solutions (USA) Inc., 364 NLRB No. 92 (Aug. 26, 2016), the NLRB ruled that a private security company’s policies concerning confidentiality and social media postings violated Section 7 rights of employees. [read post]
25 Oct 2019, 10:00 am by Bob Ambrogi
The evaluation will identify weaknesses and needs regarding hardware, software, and security. [read post]
19 Jun 2015, 7:36 pm by Lyle Roberts
Securities class actions rarely go to trial. [read post]
20 Aug 2020, 9:48 am by Lyle Roberts
  And the PSLRA neither allows nor requires us to check our disbelief at the door. [read post]
13 Feb 2012, 9:44 am by William McGrath
Whitman with two counts of conspiracy to commit securities fraud and two counts of securities fraud. [read post]
26 Mar 2007, 3:34 pm
Zimbra Desktop uses Ajax and local data store to let people use Web mail online and offline. [read post]