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28 Nov 2018, 12:37 pm by Jeff Kern and Julie Bauman
The SEC also continues to focus on individual accountability, especially senior corporate officers and other prominent figures within organizations. [read post]
27 Nov 2018, 1:22 pm by Ron Friedmann
Leverage) https://t.co/icWIzqbkxK — Toby Brown (@gnawledge) November 26, 2018 To reconcile @gnawledge w/ the other comments on @ronfriedmann ‘s Q, why not say instead: find higher use for lawyers (rather than moving work down); the tricky part is defining what higher use is and selling it so we don’t become the filling in @jaesunum ‘s “pies” https://t.co/9TMcCAElxr — Susan Hackett (@HackettInHouse) November 27, 2018 Start with an embed… [read post]
27 Nov 2018, 9:29 am by Jack Sharman
Rajaratnam about a $5 billion investment in Goldman by Warren E. [read post]
27 Nov 2018, 8:48 am
This brief post considers the issues raised around a consequential issue of human rights due diligence underlined in the Forum through the opening statement of the High Commissioner for Human Rights ("The movement to ensure businesses uphold human rights is gaining momentum"), and highlighted panels on the 2nd day of the Forum")--the issue of coherence and alignment in business and human rights guidance.The Working Group brought out its "biggest guns" to push its objectives… [read post]
27 Nov 2018, 7:06 am by Kevin Kaufman
Since then countries have recognized the impact that corporate taxes have on business investment decisions so that in 2018, the average is now 26.47 percent and 23.03 when weighted by GDP for 208 separate tax jurisdictions.[1] Declines have been seen in every major region of the world including in the largest economies. [read post]
There has been much consternation (particularly in the United States) about China’s use of geoeconomic strategies, meaning the “use of economic instruments to promote and defend national interests, and to produce beneficial geopolitical results. [read post]
26 Nov 2018, 2:47 pm by Myers Freelance
Our last two blog posts have been a bit of a blog series: First, we wrote a blog sample for corporate and employment lawyers. [read post]
24 Nov 2018, 10:08 am by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
23 Nov 2018, 5:53 pm
  Rather than consider text, or text in light of the various mandates and principles purportedly manifested in the language used to build the Zero Draft, we thought it might be useful to consider text within the context of the initial commentary it might generate among Zero Draft stakeholders motivated enough to make them. [read post]
23 Nov 2018, 6:07 am
Securities and Exchange Commission), on Monday, November 19, 2018 Tags: Board composition, Boards of Directors, Corporate culture, Diversity, International governance, Labor markets, Management, Manager characteristics The Standard of Review for Dell’s IPO Posted by Jeffrey L. [read post]
22 Nov 2018, 7:11 am by Staff Attorney
  Investors dealt with the defendants entities including Global Credit Recovery, LLC (Global Credit Recovery), Delmarva Capital, Rhino Capital, DeVille Asset Management, and Riverwalk Financial Corporation. [read post]
22 Nov 2018, 6:00 am by Staff Attorney
  From May 2008 until May 2018 Kelley was associated with National Securities Corporation. [read post]
21 Nov 2018, 10:16 pm by Kevin O'Keefe
  PLI provides programs delivered by more than 4,000 volunteer faculty including prominent lawyers, judges, investment bankers, accountants, corporate counsel, and U.S. and international government regulators. [read post]
The statement represents the views of the Divisions of Corporation Finance, Investment Management, and Trading and Markets of the SEC, and does not serve as a rule, regulation, or statement of the SEC. [read post]
21 Nov 2018, 12:00 am by Race to the Bottom
(Andrea Vittorio, Bloomberg Law; SEC Information Update).The continuous use of the letters throughout the corporate world made their content seem like binding guidance from the SEC. [read post]
20 Nov 2018, 11:38 am by Elizabeth Lowman
  According to the Federal Reserve: The Bank lacked adequate transparency, risk management, and legal and compliance review policies and procedures to ensure that activities conducted at offices outside of the United States, primarily though the firm’s Corporate and Investment Banking operations, complied with applicable OFAC (Office of Foreign Assets Control) Regulations. [read post]
20 Nov 2018, 9:01 am by Anushka Limaye
Nathaniel Sobel tracked the SEC’s strategy for incentivizing American corporationsinvestment in cybersecurity defenses. [read post]