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11 Jul 2011, 5:05 am by Aaref Hilaly
We have, of course, been working closely together since obtaining regulatory approval for the acquisition last month, but this makes it official: Symantec can now offer customers Clearwell’s market-leading eDiscovery platform as well as its market-leading Symantec Enterprise Vault archiving solution. [read post]
28 Apr 2016, 10:50 am
However, the Commission and this Kat must feel different degrees of love towards NTD, as the Commission does not intend to take any action "before considering launching an initiative, the Commission will assess the impacts of on-going reforms such as the copyright review, the REFIT of the Audio-Visual Media Services Directive and important co-regulatory initiatives such as the EU Internet Forum … The Commission will continue to review the need for formal… [read post]
21 Mar 2007, 6:19 am
The company hopes to secure regulatory approval for the 1.2 Bcf/d terminal planned for offshore Huntington Beach by mid-2009 and start operations in 2011 or 2012. [read post]
29 Nov 2007, 6:33 pm
According to Smart Company, Tanner won't have a red tape review. [read post]
14 Mar 2019, 2:53 pm by Barbara S. Mishkin
In this week’s podcast, we review the four key focus areas of the 2015 diversity and inclusion standards adopted by the Offices of Minority and Women Inclusion at the CFPB and other federal financial regulators, identify issues regulated entities should consider in addressing those areas and deciding whether to conduct D&I self-assessments, and discuss the evolving Congressional and regulatory D&I landscape since 2015, including recent letters sent to regulated… [read post]
8 Oct 2024, 9:05 pm by Josephine A. Phillips
If you have used social media, booked a ride-sharing service, or read news online, chances are you have agreed to a pre-drafted standard form contract—also known as a contract of adhesion. [read post]
23 Nov 2007, 5:49 am
The article also surveys the important expansions in regulatory authority recently signed into law. [read post]
25 Jul 2018, 10:30 am by Matthew L.M. Fletcher
 (Inter Partes Review; Tribal Sovereign Immunity; Patent Law)Oglala Sioux Tribe v. [read post]
16 Oct 2013, 8:59 am by Abbott & Kindermann
The draft rule takes into consideration the draft science report titled “Connectivity of Streams and Wetlands to Downstream Waters,” which presents a review and synthesis of peer reviewed scientific literature. [read post]
”  Thus, the enactment of a joint resolution of disapproval has a preclusive effect on future regulatory action. [read post]
4 Jun 2012, 9:18 am by library
  For example, in the new guide Foreign Investment Review 2012, some of the questions answered are: What, in general terms, are your government’s policies and practices regarding oversight and review of foreign investment? [read post]
However, the CRR3 amended some provisions related to these RTS, requiring the EBA to review them as these were previously developed based on the CRR2. [read post]
23 Jun 2007, 11:45 am
The release advised some type of compliance review of e-mails sent by a registered representatives, including as part of standard branch office inspections. [read post]
15 Dec 2011, 11:52 am
Wells Fargo's Failure to Review Suitability of Reverse Convertible Transactions FINRA found that Wells Fargo, through one broker, had recommended hundreds of unsuitable reverse convertible transactions. [read post]
26 Apr 2012, 7:57 am
The Financial Industry Regulatory Authority ("FINRA") has censured and fined CapWest Securities, Inc. [read post]
14 Dec 2023, 4:54 pm by Patricia Salkin
” Because the Act and rules were content neutral under Supreme Court precedent, the court reviewed under the intermediate scrutiny standard of review. [read post]
20 Feb 2008, 10:22 pm
The Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), and the North American Securities Administrators Association (NASAA) have announced a new group initiative to protect senior investors from becoming the victims of investment scams. [read post]