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4 Mar 2014, 8:24 pm
Id. at 5- 6. [read post]
24 Mar 2021, 8:25 am
Sessions may end at 1:29 and another one begin promptly at 1:30. [read post]
9 Sep 2019, 5:00 am
For example, Reg BI requires firms to disclose: (1) whether they are acting as a BD, a registered investment advisor (“RIA”), or a dual registrant; (2) the duty of care to which the firm is held, including whether the firm will make recommendations or engage in ongoing account monitoring; (3) the variance in fees associated with brokerage accounts and advisory accounts; (4) the existence of any conflicts of interest; and (5) any disciplinary and… [read post]
9 Sep 2019, 5:00 am
For example, Reg BI requires firms to disclose: (1) whether they are acting as a BD, a registered investment advisor (“RIA”), or a dual registrant; (2) the duty of care to which the firm is held, including whether the firm will make recommendations or engage in ongoing account monitoring; (3) the variance in fees associated with brokerage accounts and advisory accounts; (4) the existence of any conflicts of interest; and (5) any disciplinary and… [read post]
26 Jan 2007, 8:01 am
Charge filed by Teamsters Local 247; complaint alleged violation of Section 8(a)(1), (2), and (5). [read post]
12 Jul 2021, 4:00 am
Any other qualified member shall also be privileged to stand for election to that office as a candidate when a written petition, in a form prescribed by the board and signed by no less than 5% of the active members of the State Bar who are in good standing, is filed by or on behalf of such member with the executive director on or before March 1 preceding the election for the ensuing organizational year and such petition is certified by the executive director. [read post]
2 Feb 2020, 6:49 am
Rosenberg is an associate at Fried, Frank, Harris, Shriver & Jacobson LLP. [read post]
20 Jan 2019, 8:26 am
This year’s priorities address the following six themes: (1) retail investors, including seniors and those saving for retirement; (2) registered entities responsible for critical market infrastructure, including clearing agencies, transfer agents, and national securities exchanges; (3) Financial Industry Regulatory Authority (“FINRA”) and the Municipal Securities Rulemaking Board (“MSRB”); (4) digital assets; (5) cybersecurity; and (6) anti-money… [read post]
15 Mar 2010, 8:38 am
Goal No. 5: To ensure the safety of the American people, every first responder should have access to a nationwide, wireless, interoperable broadband public safety network. [read post]
21 Jul 2010, 2:59 am
Infected pregnant women may experience only a mild, flu-like illness, however, infections during pregnancy can lead to premature delivery, infection of the newborn, or even stillbirth.For more information, consumers and industry can call the CFIA at 1-800-442-2342 / TTY 1-800-465-7735 (8:00 a.m. to 8:00 p.m. [read post]
1 Dec 2010, 10:25 am
Many members of the Commission also believe that we should impose statutory caps on punitive and non-economic damages, and we recommend that Congress consider this approach and evaluate its impact.UPDATE (1:40 p.m.): A quick response from the American Association for Justice condemns the radical proposals and dangerous ideas. [read post]
21 Nov 2011, 5:39 pm
On December 10th 2008, 5 disabled women filed an application to the ECHR on the ground that the lack of legal assistance provided to them during the investigation and the inadmissibility of their appeal to the supreme court were both a violation of article 6-1. [read post]
29 Jun 2011, 2:46 pm
Nonprofits “redistribute the wealth” the same way any business or family head of household does and should be held to the same standards. 1) The best place to begin your nonprofit research is the Nonprofit Association of Oregon (NAO) (formerly known as TACS) and their the excellent Oregon nonprofit corporation handbook, which is the place to begin for any and all Oregon nonprofit questions. [read post]
15 Aug 2007, 8:04 am
The next updated information will be available to telemarketers on October 1, 2007. [read post]
24 Jul 2009, 7:13 am
This proposal is just one in a series of legislative drafts being sent to Congress as part of the Administration’s large scale financial regulatory reform efforts (previous proposals discussed here).The Office of National Insurance is designed to promote national coordination within the insurance sector, and would have the authority to perform the following functions: (1) Monitor all aspects of the insurance industry, including identifying issues or gaps in… [read post]
17 Mar 2012, 8:03 pm
There has been one reported illness associated with the consumption of these products. [read post]
4 Feb 2011, 4:55 pm
1. [read post]
20 Jul 2011, 9:00 pm
Its funding is generated by 1% of 1 mill of assessed value in the state—roughly $0.06 for a property worth $100,000. [read post]
4 Jul 2012, 8:33 am
Matthew Pitman is a Senior Associate in the Investment Funds Group. [read post]
22 Nov 2006, 3:07 pm
The Texas Board of Pardons and Paroles voted 5-1 to recommend that Patterson's death sentence be commuted to life in prison in light of his condition. [read post]
