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17 Feb 2021, 2:01 pm
For allegedly engaging in this misconduct, FINRA brought causes of action for (1) Churning in violation of Section 10(b) of the Securities Exchange Act, Rule 10b-5, and FINRA Rules 2020 and 2010, (2) Excessive Trading/Quantitative Unsuitability in violation of FINRA Rules 2111 and 2010, and (3) Unauthorized Trading in violation of FINRA Rule 2010. [read post]
10 Aug 2015, 10:42 am
Co-authored by Robert S. [read post]
18 Dec 2013, 1:01 pm
Robert Allan Wright, Jr., 13-0780, December 6, 2013. [read post]
5 Feb 2020, 7:43 am
” It followed from the court’s analysis that a strict one-third rule was not permissible. [read post]
7 Jun 2013, 9:46 am
Instead, it told the utility district that it could go back to the lower court and ask for a ruling that it no longer had to follow the preclearance rules. [read post]
28 Apr 2009, 11:11 am
Molloy also ruled that Robert Locke, the former Grace executive who was a witness for the prosecution, would be allowed to return to the court for cross-examination by the defense. [read post]
21 Sep 2009, 3:58 am
Circuit Strikes Down Campaign Finance Rules
"A federal appeals court in Washington today struck down several campaign finance rules that restrict the ability of non-profits to fund election-related activities such as voter registration, get-out-the-vote efforts and advertisements. [read post]
20 Jun 2011, 7:43 am
The Court said that the lower court rulings were affirmed by an equally divided court. [read post]
19 Aug 2014, 3:57 am
In The Washington Post, Robert Barnes focuses on the Court’s 1972 order in Baker v. [read post]
12 May 2015, 1:39 pm
This course provides an introduction and overview to attorneys new to or seeking to join the Probate Volunteer Panel; it satisfies certain LASC Local Rules and California Rules of Court. [read post]
28 Mar 2007, 1:17 pm
Original article by Robert E. [read post]
24 Dec 2015, 6:58 am
At the Law Offices of Robert Dixon, our Miami auto accident attorneys can conduct a full investigation into your personal injury claim. [read post]
1 Sep 2016, 9:30 pm
In a statement accompanying the paper’s release, Robert B. [read post]
5 Apr 2024, 8:36 am
(Roberts and his radical colleagues, of course, declined to intervene.) [read post]
13 Jan 2011, 2:08 pm
Roberts and John Houston Pope With virtually no fanfare, a major sector of the American workforce – those who handle food – won whistleblower protections under the FDA Food Safety Modernization Act (“FSMA”), Pub. [read post]
25 Jun 2014, 8:56 am
Computers have now generated a very different rule for searches incident to arrest: The police have to follow one rule for physical evidence and a different rule for digital evidence. [read post]
13 Jan 2010, 7:15 pm
Roberts Jr., and Justices Antonin Scalia, Clarence Thomas, Anthony M. [read post]
16 Jul 2008, 3:10 pm
I will be hosting Attorney Robert Wood, principal of Wood & Porter of San Francisco and the lead commentator on The Tax Law Channel, our newest channel here on LBN. [read post]
18 Jul 2008, 7:22 pm
§ 48 and to affirm Robert Stevens' conviction. [read post]
22 May 2008, 8:05 am
The ruling by state District Judge Reva Towslee-Corbett allows transcripts of the 1994 testimony by co-defendant Robert Carter to be used in Graves' July 7 trial. [read post]
