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21 Sep 2021, 9:37 am by John G. Rich
  Due to the coronavirus, FINRA arbitrations were conducted by videoconference for most of 2020 and 2021 (read more about FINRA Arbitrations During the Covid-19 Pandemic here). [read post]
Two of those Financial Industry Regulatory Authority (FINRA) arbitration cases resulted in huge settlements, including one for $3.5M. [read post]
21 Sep 2021, 5:22 am
  The 15th Annual Conference of the European China Law Studies Association will be taking place this coming 24-26 September. [read post]
Raymond James Broker Made Unsuitable Recommendation That Led To Northstar Financial Bermuda Losses Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) will be filing yet another Financial Industry Regulatory Authority (FINRA) arbitration claim against a brokerage firm for unsuitably recommending Northstar Financial Services (Bermuda) products to a customer. [read post]
20 Sep 2021, 6:13 pm
He acts as a Chinese law expert in international litigations and serves as an arbitrator in China and overseas. [read post]
20 Sep 2021, 1:05 pm by Melanie M. Hamilton
A divided Ninth Circuit panel dealt a blow to California employers recently in holding that a state law prohibiting mandatory arbitration agreements is largely not preempted by the Federal Arbitration Act (“FAA”). [read post]
20 Sep 2021, 12:35 pm by zamansky
Firms such as BlackRock, UBS and HSBC are required to arbitrate investor disputes. [read post]
20 Sep 2021, 12:01 pm by Iorio Altamirano
First, on September 15, 2021, a FINRA Dispute Resolution Services arbitration panel in Houston, Texas, ordered UBS Financial Services, Inc. [read post]
20 Sep 2021, 7:16 am by Staff Attorney
Investors may be able recover their losses through securities arbitration. [read post]
18 Sep 2021, 4:05 pm by Unknown
One would have to assume that it would be a binding arbitration proceeding and that the company providing the arbitrators would find itself out of business quickly if it were deciding against Amazon too often.Again the more interesting part of this deal is the funding, administration and the entire claims process, which brings us to part two of the equation: liability insurance. [read post]
18 Sep 2021, 4:27 am by Mark Abe
Similar Posts:Sean Hayes Interviewed on the Shooting of Carlos Lopez by the NYPD Last week’s Recap of the Top Legal Headlines in South Korea for the week of August 2, 2021: Last week’s Recap of the Top Legal Headlines in South Korea for the week of August 9, 2021: Last week’s Recap of the Top Legal Headlines in South Korea for the week of July 26, 2021: International Arbitrations in Korea under the IBA Rules IPG’s Sean Hayes Received the Highest Lawyer Rating… [read post]
17 Sep 2021, 1:13 pm by Malecki Law Team
The Securities and Arbitration Field Seminar teaches students how to interact with prospective clients, conduct client interviews, tackle legal analysis, draft pleadings as well as represent clients in arbitration proceedings before FINRA. [read post]
17 Sep 2021, 1:02 pm by Silver Law Group
(WDH) Subject Of Class Action Lawsuit On Behalf Of Investors appeared first on Securities Arbitration Lawyers Blog. [read post]