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6 Oct 2017, 6:09 am
Fang, University of Minnesota; and Allen Huang, Hong Kong University of Science and Technology, on Wednesday, October 4, 2017 Tags: Agency costs, Equity-based compensation, Executive Compensation, Executive performance, Incentives, Long-Term value, Management, Mergers & acquisitions, Repurchases, Shareholder value, Short-termism CEO and Executive Compensation Practices: 2017 Edition Posted by Matteo Tonello, The Conference… [read post]
3 Oct 2017, 1:07 pm by Mark Astarita
Lovern, of Atlanta, Belize-based N1 Technologies Inc., and Wyoming-based NanoSave Technologies Inc. [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission, on Tuesday, September 26, 2017 Tags: Broker-dealers, Capital formation, Compensation ratios, Cybersecurity, Disclosure, EDGAR, Financial technology, Investment advisers, Oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation CEOs and ISS’ Proxy Contest Framework Posted by Institutional Shareholder Services, Inc., on Wednesday, September… [read post]
18 Sep 2017, 7:25 am by John Jascob
The SEC had argued that “control” over accounts is just a factor, while Paxton argued that control is an element of “broker” and that the SEC fell short of alleging that he “effected transactions” “for the account of others. [read post]
15 Sep 2017, 4:00 am by Monica Goyal
Lovelace Motor Freight, Inc., 940 F.2d 564, 574 (10th Cir. 1991)). [read post]
20 Aug 2017, 3:29 pm by Cynthia Marcotte Stamer
 They are not, and do not serve as a substitute for legal, accounting, tax or other advice. [read post]
18 Aug 2017, 8:42 am by Stephen R. Chuk
Over the past year, the Commission reached settlements with three different companies—Practice Fusion, Very Incognito Technologies, and Turn, Inc. [read post]
11 Aug 2017, 6:06 am
Haas and Charles Brewer, Hunton & Williams LLP, on Tuesday, August 8, 2017 Tags: Boards of Directors, Conflicts of interest, Delaware cases, Delaware law, Disclosure, Duty of candor, Institutional Investors, institutional Shareholder Services Inc. [read post]
9 Aug 2017, 2:50 pm by Chris Castle
Borrowing techniques from the gambling industry, Facebook, Google and others exploit human nature, creating addictive behaviors that compel consumers to check for new messages, respond to notifications, and seek validation from technologies whose only goal is to generate profits for their owners…. [read post]
4 Aug 2017, 6:00 am
Balancing Board Experience and Expertise Posted by John Roe, Institutional Shareholder Services, Inc., on Friday, July 28, 2017 Tags: Board composition, Board performance, Boards of Directors, Director qualifications, Diversity, Institutional Investors Common-Sense Capitalism Posted by David A. [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
The new development is algorithmic trading (which by some estimates now accounts for 30 percent of stock trading[1]). [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
The new development is algorithmic trading (which by some estimates now accounts for 30 percent of stock trading[1]). [read post]
26 Jul 2017, 8:30 am
(ECF No. 11, ¶ 5.)In re: Two email accounts stored at Google, Inc., supra. [read post]
26 Jul 2017, 2:59 am by INFORRM
Background and context The story starts fairly conventionally when Equustek, a manufacturer of electronic networking products, fell out with its distributor Datalink Technologies Gateways Inc (‘Datalink’), which then operated from Vancouver. [read post]
20 Jul 2017, 4:34 am by Cynthia Marcotte Stamer
 They are not, and do not serve as a substitute for legal, accounting, tax or other advice. [read post]
17 Jul 2017, 6:46 am by Graham Smith
The Supreme Court of Canada has issued its decision in Google Inc v Equustek (28 June 2017). [read post]