Search for: "Best Security Industries"
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13 Jan 2022, 6:43 am
China has already tried to recruit TSMC leaders to its own chip industry with limited success. [read post]
18 Nov 2010, 5:37 pm
The day-long series of presentations showcased the best minds in the legal marketing/social media marketing business and lawyers regarding cloud security and ethical issues. [read post]
19 Oct 2023, 10:50 am
Understanding FINRA’s Settlement Agreement: Acceptance, Waiver, and Consent (AWC) FINRA, which stands for the Financial Industry Regulatory Authority, is a self-regulatory organization in the United States that plays a critical role in regulating the securities industry. [read post]
18 Jun 2015, 2:49 pm
To describe the securities industry as “fast paced” is a gross understatement. [read post]
29 Jan 2013, 8:15 am
Department of Homeland Security scheduled to participate in the EU Safer Internet Day 5 February 2013. [read post]
27 May 2010, 2:04 am
A global convention such as the WTO agreement imposing precise and uniform security obligations on oil platforms in most coastal states, is perhaps the best mechanism to put an end to this “cozy relationship. [read post]
14 May 2012, 12:23 pm
Irrespective of whether a disclosure is made, however, launching a preemptive internal review will allow the company to stay ahead of the Government and be best prepared in the event that the Government initiates its own inquiry. [read post]
8 Mar 2011, 1:59 pm
[ii] Such investors want to be free to contract with a fund that provides investment strategies that they view as desirable and in their best interest. [read post]
1 Aug 2008, 8:44 pm
The Board monitors conformity by hedge funds with best practice standards, which are available here). [read post]
13 Mar 2023, 4:17 am
FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) DOJ RELEASES SEC RELEASES SEC Charges Water Treatment Company and Former Executive with Accounting Violations (SEC Release) SEC Charges Investment Adviser for Failing to Adopt New Compliance Policies for Clients and Seek Best… [read post]
18 Dec 2018, 6:06 am
The stock market is a volatile ecosystem at the best of times. [read post]
15 Nov 2023, 5:10 am
In each Vendor Voices segment, we strive to present concise summaries, key insights, and emerging industry trends, enabling you to hear directly from the source – the eDiscovery vendors themselves. [read post]
6 Mar 2012, 3:03 pm
HIPAA Survival Guide Radio: Next Show Our weekly radio show covers topics about how the HITECH Act is transforming HIPAA and: 1) exposure to industry thought leaders; 2) analysis of proposed and promulgated HHS/OCR rule making; and 3) a forum for sharing industry best practices. [read post]
16 Feb 2024, 10:22 am
In that regard, Blockchain technology can enhance corporate governance by offering transparency, traceability and security in record-keeping. [read post]
3 Dec 2013, 6:50 am
Finally, from November 2010, until May 2011, Brown was an associated person of Best Direct Securities, LLC (Best Direct) a currently inactive FINRA firm. [read post]
28 Oct 2010, 1:25 pm
The factories produce a variety of consumer products and services, office furniture and clothing, and industrial products, such as security fencing and vehicle tags. [read post]
4 May 2011, 2:46 pm
The blog also includes a calendar of upcoming conferences and events.Blog Search: a single search across the best homeland security-related blogs.Homeland Security Grants: information on where to find homeland security grants and grant-writing assistance.Books and Journals: pointers to commercial sources of homeland security-related research. [read post]
19 Sep 2022, 7:44 am
Rivero entered the securities industry in 2000. [read post]
31 Jul 2019, 7:29 am
Pieciak acknowledged that the National Securities Markets Improvement Act (NSMIA) does contain certain provisions preempting state regulation, but he stated that industry’s interpretation of these provisions as a "broad preemption" is an overreach. [read post]
23 May 2007, 9:35 am
Wachovia Securities closed its fee-based brokerage program last week. [read post]
