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1 Apr 2014, 4:24 am
- Broc Romanek [read post]
4 Apr 2008, 4:29 am
- Broc Romanek [read post]
24 Aug 2011, 11:22 am
The events involving Galleon Management, which had previously resulted in the criminal convictions of Raj Rajaratnam (discussed here) and Zvi Goffer (here), has also led to a number of settlements with the SEC.While the east coast earthquake on Tuesday did have some impact on the SEC (as Broc Romanek pointed out in his post this morning on theCorporateCounsel.net blog, the SEC's EDGAR filing system was shut down as a result of earthquake) it did not stop Judge Jed Rakoff from… [read post]
30 Oct 2007, 4:40 am
- Broc Romanek [read post]
24 Sep 2009, 4:56 am
- California Simplifies Requirements for Electronic Communications to Shareholders and Corporate Members - The Original "Original Thinker": Bob Monks - Broc Romanek [read post]
8 Jun 2011, 1:54 am
" - Broc Romanek [read post]
31 Aug 2011, 3:39 am
" - Broc Romanek [read post]
25 Jul 2016, 3:03 am
” – Broc Romanek [read post]
19 Dec 2018, 3:37 am
Here’s a blog from FW Cook’s Samantha Nussbaum about the final FAQs… – Broc Romanek [read post]
24 Feb 2012, 4:49 am
- Punitive Bill Proposes Giant Step Backwards On Capital Formation - LLC Manager Liability to Minority Members - 7th Circuit Ruling Expands Rights of Whistleblowers to RICO - Delaware Weighs In: Indemnification and Advancement of Expenses - Broc Romanek [read post]
17 Apr 2017, 3:00 am
This counters the letter that 6 Senate Republicans sent down to the SEC a few months ago… – Broc Romanek [read post]
17 Feb 2011, 4:21 am
- Broc Romanek [read post]
20 Oct 2016, 4:01 am
– Broc Romanek [read post]
3 Jun 2014, 3:55 am
” - Broc Romanek [read post]
18 Dec 2014, 3:13 am
Here are some of the latest entries: – Tips to Enhance Your Non-GAAP Disclosures – Using Internal Audit to Assess & Improve Corporate Culture – Considerations for Compliance Outsourcing – Caremark Applies to Audit Committee Oversight of Internal Controls – Corporate Political Spending Disclosure: Strategic Communications Plan – Broc Romanek [read post]
3 Feb 2014, 4:24 am
- Broc Romanek [read post]
14 Apr 2017, 3:02 am
Conflict Minerals: NGOs Say “Ignore Corp Fin Guidance” As noted in this Cooley blog, a number of non-governmental organizations have issued statements emphatically rejecting Corp Fin’s recently updated statement about the effect of the Court of Appeals Decision on the conflict minerals rule – and they’re asking companies to disregard the Corp Fin guidance… – Broc Romanek [read post]
21 Sep 2016, 4:42 am
– Broc Romanek [read post]
9 Mar 2016, 3:26 am
But I did notice that two petitions submitted a while back were shorter than what I have seen – this one that is 4 paragraphs long and this one that appears to have been transcribed by the SEC after receiving it in handwritten form (scroll down past the top page to see the handwriting)… – Broc Romanek [read post]
24 Mar 2014, 4:22 am
Here are some of the latest entries: - Shareholder Proposals: "Enhanced" Confidential Voting Policies & Interim Vote Tallies - 2013 Foxhole of the Year Winner - Shareholder Proposals: DTC Changes Its Participant List - Recap: SEC's Proxy Advisors Roundtable - The Role of Shareholder Proposals: Ending Apartheid - Icahn Tweets Intention to Submit Shareholder Proposal at Apple - Broc Romanek [read post]
