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23 Oct 2017, 3:16 am
– Broc Romanek [read post]
9 Mar 2017, 2:44 am
Although the executive order doesn’t apply to the SEC, the White House has made it clear that it expects independent agencies – like the SEC – to fall in line… Meanwhile, as noted in this Bloomberg article, it appears that the SEC has imposed a hiring freeze & non-essential travel ban in anticipation of budget cuts… – Broc Romanek – still employed (but the day is young)… [read post]
18 Dec 2009, 4:38 am
Here are some of the latest entries: - RiskMetrics' 2009 Proxy Season Scorecard - Remuneration Reports Receive More Dissent in Australia - Study: "Private Ordering" is Not a Viable Alternative to Proxy Access - Walden Asks Broadridge Not to Eliminate In-Person Shareholder Meetings - Broc Romanek [read post]
21 Oct 2011, 5:18 am
Coming Soon: #Occupy [Name of Your Company Here] by Broc Romanek in The Corporate Counsel .net As we all begin to plan for another wild proxy season, I wonder how many are planning for the potential of major disruptions at their annual shareholder meetings as Occupy Wall Street-type protests quickly spread to avenues that we never dreamed of. [read post]
8 Jul 2019, 3:02 am
– Broc Romanek [read post]
18 Jun 2009, 5:03 am
" - Broc Romanek [read post]
1 Oct 2015, 3:05 am
– Broc Romanek [read post]
2 May 2016, 3:01 am
– Broc Romanek [read post]
6 Nov 2007, 3:28 am
- Broc Romanek [read post]
13 Nov 2009, 4:29 am
- Broc Romanek [read post]
23 Mar 2012, 4:30 am
- Broc Romanek [read post]
4 Dec 2013, 4:34 am
- Dodd-Frank: Anti-Retaliation Provisions Don't Protect Overseas Whistleblower - DTC's White Paper Proposes Changes to Reverse Trading Chills - Broc Romanek [read post]
9 Dec 2013, 4:29 am
- Broc Romanek [read post]
6 Oct 2009, 4:06 am
Online Surveys & Market Research - Broc Romanek [read post]
15 Dec 2009, 5:46 am
- Broc Romanek [read post]
27 Jul 2011, 4:47 am
- Broc Romanek [read post]
30 Mar 2017, 3:57 am
And here’s a Cooley blog about a group of Senate Democrats who sent a letter to the SEC’s Inspector General about whether Chair Piwowar had the authority to resolicit comment on the pay ratio and conflict minerals rulemakings… – Broc Romanek [read post]
6 Dec 2006, 6:58 am
In 2004 Broc Romanek noted what he believed to be the first-ever dissent to an enforcement matter. [read post]
1 Feb 2017, 3:52 am
– Broc Romanek [read post]
30 Nov 2009, 5:09 am
- Broc Romanek [read post]
