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28 Sep 2022, 12:37 pm
Citigroup Global Markets Inc. [read post]
29 May 2008, 7:46 am
Citi's Alternative Coincidentally, as Goldman's deal was floundering last week, Citigroup Inc. filed an amendment to a SPAC it is underwriting that alters the structure in a different manner than Liberty Lane. [read post]
6 Jun 2008, 2:54 pm
Putting the Clear Channel case to rest In re Citigroup Global Markets, Inc., No. 08-0289. [read post]
5 May 2009, 7:23 pm
By contrast, various units of Citigroup, Inc. issued a total of $7 billion in FDIC-backed debt last week. [read post]
23 Aug 2010, 12:00 pm
Citigroup, Inc.,... [read post]
9 Feb 2012, 8:51 am
/GMAC Mortgage, Bank of America Corp., Citigroup Inc., J.P. [read post]
22 Apr 2013, 2:43 pm
Whistleblower Ven-A-Care of the Florida Keys Inc. received $15.6 million as its relators’ share of the settlements. 6. [read post]
26 Feb 2010, 7:12 am
Citigroup, Inc., S161385, finding Citigroup’s incentive compensation plan’s forfeiture of unvested stock did not violation California Labor Code sections 201 or 202. [read post]
13 Sep 2019, 8:00 am
Citigroup Inc. 19-148Disclosure: Goldstein & Russell, P.C., whose attorneys contribute to this blog in various capacities, is among the counsel to the petitioner in this case. [read post]
25 Oct 2018, 6:43 am
From March 1993 to June 2009, Garapedian was registered with Citigroup Global Markets Inc. [read post]
28 Jan 2013, 6:15 am
Last May, Finra ordered broker-dealers of four major banks, Wells Fargo & Co., Citigroup Global Markets Inc., Morgan Stanley and UBS Financial Services Inc., to pay $9.1 million in fines and restitution for selling such funds “without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
9 Nov 2020, 2:43 am
The defendants included affiliates of Bank of America Corp, Barclays Plc, Citigroup Inc, Goldman Sachs Group Inc, JPMorgan Chase & Co, Morgan Stanley, Royal Bank of Canada and Wells Fargo & Co. [read post]
2 Jan 2018, 6:58 am
Previous registrations include Citigroup Global Markets Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, F&G Securities, Inc., and Diones & Company. [read post]
21 Jul 2021, 12:49 pm
Citigroup Global Markets, Inc. and Jefferies LLC are also acting as book-running managers for the offering, and Canaccord Genuity LLC, Cowen and Company, LLC, Needham & Company LLC, Stifel, Nicolaus & Company, Incorporated and Loop Capital Markets LLC are acting as co-managers for the offering. [read post]
8 Sep 2015, 8:07 am
., Inc. and Century Securities Associates Inc. [read post]
9 Nov 2018, 6:39 am
Bindelglass also worked for Citigroup Global Markets, Inc. in Paramus, NJ from June 10, 2005 until June 1, 2009, FINRA notes. [read post]
16 Jul 2008, 9:25 pm
., Inc., Citigroup Global Markets, Inc., J.P. [read post]
12 Oct 2012, 5:40 pm
Inc. [read post]
25 Jan 2016, 7:49 am
Horton, Inc. v. [read post]
25 Jan 2012, 11:03 am
Citigroup Global Markets, Inc. [read post]
