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28 Mar 2018, 9:41 am
He was reportedly fined $2,500.00, suspended for 15 days and sanctioned with disgorgement in the amount of $22,714.30 According to his FINRA BrokerCheck report, Fawcett was registered with Westpark Capital Inc. in Los Angeles, CA from June 2015 until he was fired this month because he allegedly “conducted business from a non-disclosed location and made false representations to the firm. [read post]
22 Mar 2018, 8:04 pm
Worse, the biggest of the gun control groups, Handgun Control, Inc. [read post]
14 Mar 2018, 11:41 am
Healthcare Trust Inc. [read post]
12 Mar 2018, 4:36 am
Inc., 27 NY3d 46, 52 [2016]), alleged that the defendants conspired with the plaintiffs’ billing agent, nonparty Gary Shikman and his company the Denium Group, to convert funds received from insurers in recovery of the plaintiffs’ claims, or violated their duties to ensure that the plaintiffs received the funds, resulting in the plaintiffs incurring losses of those funds, and otherwise improperly handled the plaintiffs’ claims. [read post]
26 Feb 2018, 7:58 am
Various alternative legal service providers (see below) are also looking for ways to meet the legal needs of this group of unserved clients. [read post]
25 Feb 2018, 6:58 pm
But if there are two groups of investors, one that pursues a passive strategy and one that pursues an active strategy, “whichever group has the lower costs will win. [read post]
23 Feb 2018, 6:14 am
Posted by Craig Doidge (University of Toronto), on Wednesday, February 21, 2018 Tags: Capital formation, Capital markets, Disclosure, Equity capital, Firm valuation, GAAP, IPOs, Payouts, Private equity, Private firms, Public firms, R&D, Repurchases SEC Year-in-Review and a Look Ahead Posted by Alex Janghorbani and Anne E. [read post]
22 Feb 2018, 7:27 am
According to its website, American Finance Trust, Inc. [read post]
19 Feb 2018, 6:00 am
Petra Capital Partners — Founded in 1996, Petra provides growth capital for middle-market companies. [read post]
16 Feb 2018, 6:21 am
Securities and Exchange Commission, on Thursday, February 15, 2018 Tags: Board composition, Boards of Directors, Capital markets, Cybersecurity, Diversity, Dual-class stock, Engagement, Institutional Investors, Risk management, Securities regulation, Shareholder activism, Shareholder voting [read post]
14 Feb 2018, 2:57 pm
ANZ Securities, Inc. [read post]
14 Feb 2018, 7:21 am
Spokeo, Inc. v. [read post]
13 Feb 2018, 8:00 am
January 2018 BitFrontier Capital Investments Purio Inc. [read post]
7 Feb 2018, 11:58 am
ARC New York City REIT – Share Repurchase Program Suspended On Tuesday, American Realty Capital New York City REIT, Inc. commenced a tender offer to purchase up to 1,935,484 shares of the Company’s common stock, for $15.50 per share, or $30.0 million in the aggregate. [read post]
6 Feb 2018, 11:36 am
Padilla también fungió como director de varias subsidiarias de Universal Group, Inc.; y es miembro de la Junta de Directores de Atlas US Income Tactical Fund, LLC, un fondo de inversión con sede en Puerto Rico. [read post]
2 Feb 2018, 6:10 am
Klingsberg and Elizabeth Bieber, Cleary Gottlieb Steen & Hamilton LLP, on Monday, January 29, 2018 Tags: Board composition, Boards of Directors, Diversity, Hedge funds, Index funds, Institutional Investors, Long-Term value, Mergers & acquisitions, Proxy contests, Shareholder activism, Shareholder voting Mergers and Acquisitions: 2018 With a Brief Look Back Posted by Andrew R. [read post]
1 Feb 2018, 5:55 pm
Beaver County Employees Retirement Fund (No. 15-1439). [read post]
26 Jan 2018, 10:29 am
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex. [read post]
26 Jan 2018, 6:32 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Friday, January 19, 2018 Tags: Boards of Directors, CalSTRS, Corporate Social Responsibility, ESG, Hedge funds, Institutional Investors, Pension funds, Shareholder activism, Shareholder proposals, Shareholder voting Letter from JANA Partners & CalSTRS to Apple, Inc. [read post]
25 Jan 2018, 3:20 pm
Blackhorse (Trademarks)Buchwald Capital Advisors v. [read post]
