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22 Dec 2020, 9:43 am
Please save the date on your calendar: January 21, 2021 @10:00am PTYou can also Register Here Topics will include: Trends and happenings in the industry impacting fintech companies, broker dealers, investment advisors and fund managersMajor issues from the SEC and courts in 2020The year of Bitcoin and DeFiFintech regulations and best practicesOther hot topics**** Sexual Harassment Training Required under California Law California state law now requires all employers with five or… [read post]
22 Dec 2020, 9:43 am
He has been in the industry since 1995. [read post]
22 Dec 2020, 7:02 am
She has been registered with Stonecrest Capital Markets, Inc. since March 2018. [read post]
15 Dec 2020, 1:40 pm
The niche but now mind numbingly profitable industry began to develop for the plaintiff’s bar in the late 2000’s as the Obama-era FCC sought to redefine ATDS to capture new forms of modern dialing equipment. [read post]
15 Dec 2020, 3:46 am
[1]Alfred C Toepfer Inc v Edokpolor (1965) NCLR 89. [read post]
14 Dec 2020, 10:01 am
” CSIS expert James Andrew Lewis will join Becky Burr, partner at Harris, Wiltshire & Grannis LLP, and Steve Crocker, CEO and Co-Founder of Shinkuro, Inc., to consider questions facing policymakers today on content moderation and privacy concerns and discuss what the future of internet governance should look like. [read post]
13 Dec 2020, 3:25 am
The following listing highlights key industry business moves by sharing the announcement date, parties involved, and amounts (if available) of significant eDiscovery-related mergers, acquisitions, and investments. eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 4-Dec-20Nuix LImited (NXL) - IPOAustralian Stock Exchange (ASX) 3-Dec-20AccessDataExterro 1-Dec-20CicaydaTCDI 12-Nov-20Hyperion Global PartnersEpiq… [read post]
10 Dec 2020, 8:30 pm
Democrats have long viewed Durham’s efforts as political payback by President Trump and his allies, seeking to deflect from evidence the Trump campaign capitalized on the Kremlin’s efforts. [read post]
10 Dec 2020, 7:44 am
International Code Council, Inc. v. [read post]
8 Dec 2020, 12:44 pm
San Rafael, California June 1994 – November 1994 Continental Capital Group, Inc. [read post]
4 Dec 2020, 1:55 pm
Bancorp Investments, Inc. [read post]
4 Dec 2020, 1:23 pm
Wells Fargo Clearing Services, LLC Paul Stanford Santander Securities LLC Ameriprise Financial Services, Inc. [read post]
4 Dec 2020, 6:16 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5579/securities-industry-commentator/GUEST BLOG [In]Securities: Sometimes, a Man of Peace By Aegis Frumento Esq (BrokeAndBroker.com Blog)SEC Charges Sequential Brands Group Inc. with Deceiving Investors by Failing to Timely Impair Goodwill (SEC Release)Justice Department Announces Additional Distribution of more than $488… [read post]
3 Dec 2020, 6:44 am
., using borrowed capital to fund activities that produce non-taxable income while using equity capital to fund taxable operations. [read post]
2 Dec 2020, 3:42 pm
Each of the dealerships also received management services from Capital M, Inc., which McCormick also owned. [read post]
2 Dec 2020, 4:00 am
Maple Leaf Foods Inc., 2020 SCC 35 (CanLII) [1] This appeal is brought by 1688782 Ontario Inc., a former franchisee of Mr. [read post]
1 Dec 2020, 1:26 pm
The largest megadeal in Q2 was $1.2 billion: TPG Capital – LifeStance Health, Inc. acquisition. [read post]
1 Dec 2020, 1:26 pm
The largest megadeal in Q2 was $1.2 billion: TPG Capital – LifeStance Health, Inc. acquisition. [read post]
1 Dec 2020, 11:48 am
Cohn entered the securities industry in 1994. [read post]
24 Nov 2020, 6:54 am
Apple Inc. [read post]
