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Corporate Sustainability Due Diligence The proposed Corporate Sustainability Due Diligence Directive (CS3D) became one of the most politically contentious legislative files of this Parliament’s legislative term. [read post]
30 Jun 2020, 5:52 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Michael Burkoff (Burkoff), currently employed by National Securities Corporation (National Securities) has been subject to at least four customer complaints and one criminal matter during the course of his career. [read post]
15 May 2019, 7:33 pm by Jeremy M. Klang
On the one hand, the Act took away the ability to defer capital gains on the sale of tangible and intangible personal property by limiting capital gain deferral under Section 1031 to gains from the sale of real property only. [read post]
5 Oct 2021, 8:54 am by The White Law Group
  If your financial advisor unsuitably recommended an investment in Corporate Property Associates 18 – Global Inc., you may be able to recover your losses by filing a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
28 Feb 2018, 7:14 am by John Jascob
That proposal provides for alternative capital approaches and permits firms to choose the approach that best matches their corporate and operating structures. [read post]
17 Mar 2024, 9:05 pm by renholding
Debtholders tend to be more risk averse due to concerns about a firm’s ability to fulfill its financial obligations, while shareholders often prefer riskier capital investments that maximize shareholder wealth. [read post]
22 Jan 2013, 6:59 am by Gustav L. Schmidt
Jackson, Jr. in their recent posting on the Harvard Law School Forum on Corporate Governance and Financial Regulation, the SEC may take action to issue proposed rules on corporate political spending disclosures by public companies as early as the second quarter of this year. [read post]
10 Dec 2009, 4:00 am
The Securities and Exchange Commission charged three former top officers of New Century Financial Corporation with securities fraud for misleading investors as New Century's subprime mortgage business was collapsing in 2006. [read post]
31 Jan 2024, 3:30 am by Liz Dunshee
I blogged last week on CompensationStandards.com about the changes that affect executive compensation and compensation (and human capital) committees. [read post]
12 Jun 2020, 6:05 am
SASB standards are explicitly designed to reflect financially material aspects of corporate behavior as it pertains to sustainability topics. [read post]
12 Nov 2008, 4:46 am
One solution may be to incorporate some of the corporate governance norms under company law that may have wider application and recourse to a larger number of players in the corporate governance arena. [read post]
28 Oct 2008, 8:28 pm
Maybe they don't see the daily requests from the House oversight committee for more information on their corporate affairs. [read post]
7 Jul 2009, 2:31 pm
On July 2, 2009, the Federal Deposit Insurance Corporation (FDIC) issued its proposed Statement of Policy on Qualifications for Failed Bank Acquisitions (Policy Statement). [read post]
Without question, one ingredient necessary to bring about this open and critical dialogue regarding the proposed reforms involves restoring the credibility of the financial community and public company boards of directors and management so that Corporate America is a meaningful participant in the discussion. [read post]
30 May 2023, 6:30 am
This post is based on their article forthcoming in the Review of Financial Studies. [read post]
30 May 2023, 6:30 am
This post is based on their article forthcoming in the Review of Financial Studies. [read post]
24 Apr 2010, 12:21 pm by Page Perry LLC
Today, Goldman -- like the vast majority of American financial institutions -- is a corporation. [read post]