Search for: "D&S Investments, LLC"
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12 Apr 2019, 6:17 pm
In the recent decision of CelestialRX Investments, LLC v. [read post]
11 Apr 2019, 5:20 am
SharkNinja Operating LLC, 2019 WL 1454509, No. 14 C 9442 (N.D. [read post]
3 Apr 2019, 10:00 am
It’s not the same in the investing world. [read post]
29 Mar 2019, 2:49 pm
Finally, the Borello test has five additional factors borrowed from the Fair Labor Standards Act (FLSA) in making a determination of a worker’s classification: (i) the alleged employee’s opportunity for profit or loss depending on his managerial skill; (j) the alleged employee’s investment in equipment or materials required for his task, or his employment of helpers; (k) whether the service rendered requires a special skill; (l) the degree of… [read post]
28 Mar 2019, 9:43 pm
Specifically, the agency alleged that the defendants failed to disclose that they preferred to invest investment advisory clients’ money in the firm’s own proprietary investment products. [read post]
27 Mar 2019, 2:33 pm
Background In 2009, Francis Lorenzo worked as the director of investment banking at Charles Vista, LLC, a broker-dealer. [read post]
27 Mar 2019, 10:00 am
It’s a huge step. [read post]
26 Mar 2019, 12:50 pm
Yes, I'd like a free consultation. [read post]
22 Mar 2019, 6:57 am
Spencer], [Individual B], [Individual C], [[Individual D], and an individual appointed by BCUBE. [read post]
22 Mar 2019, 6:27 am
: Field Evidence on the Indirect and Direct Influence of Proxy Advisors Posted by Christie Hayne (University of Illinois) and Marshall D. [read post]
20 Mar 2019, 10:00 am
If that amount were to change, you’d probably pay attention to that, then ask HR why that is. [read post]
18 Mar 2019, 6:47 am
According to public filings Laidlaw serves as the broker dealer for many of companies secondary Regulation D offering or Private Investment in a Public Company (PIPE) deals as part of the company’s scheme. [read post]
13 Mar 2019, 10:52 am
Mitch discusses R&D generated water ice flavor failures. [read post]
12 Mar 2019, 1:20 pm
Charles D. [read post]
12 Mar 2019, 1:11 pm
The company filed a Form D to raise capital from investors in 2012. [read post]
11 Mar 2019, 7:42 am
Many retail investors who were recommended GPB Capital Holding related investments by their financial advisors are asking the question “What’s next”? [read post]
8 Mar 2019, 3:30 am
Descarga el documento: Aurelius Investments, LLC v. [read post]
4 Mar 2019, 10:31 am
The minimum investment in GPB Automotive Portfolio was $100,000, and brokers and advisers can sell private placements, also known as Reg D deals, to rich, accredited investors and institutions, the SEC notes. [read post]
27 Feb 2019, 9:00 am
It’s D‑E‑R‑W‑E‑N. [read post]
22 Feb 2019, 12:40 pm
Don’t Fall for the Fantasy,” one Forbes.com journalist writes: “[D]espite a roaring start to the year that has lifted the S&P by 3% in the first six days of trading, investors should be extremely skeptical of Wall Street’s enthusiasm. [read post]
