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26 May 2022, 5:04 am by Rob Robinson
Read the original post. [1] https://www.ftc.gov/business-guidance/resources/data-breach-response-guide-business. [2] https://www.ftc.gov/news-events/news/press-releases/2022/03/ftc-takes-action-against-cafepress-data-breach-cover. [3]https://www.ftc.gov/system/files/documents/cases/152_3054_c-4662_uber_technologies_revised_complaint.pdf.… [read post]
14 Nov 2023, 9:01 pm by renholding
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
19 Sep 2022, 5:02 am by Emma Snell
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
19 Jan 2018, 1:45 pm by Matthew D. Lee
  According to documents and information provided to the court, he and his brother created businesses, such as MPS Entertainment LLC and Situation Nation Inc., to take advantage of Michael’s celebrity status. [read post]
9 Mar 2015, 7:46 am by Adam Weinstein
In a second disciplinary proceeding FINRA sanctioned RedRidge Securities, Inc. [read post]
17 Jun 2014, 4:34 am by Ben Vernia
State attorneys general also preserved, among other things, all claims against the Mortgage Electronic Registration Systems (MERS), and all claims brought by borrowers. [read post]
15 Dec 2017, 1:02 pm by Green, Schafle & Gibbs
The findings stated that the firm and Pronk aggressively promoted and recommended the company’s common stock to prospective investors to profit from the firm’s undisclosed investment banking relationships with the company and their undisclosed arbitrage of the company’s securities, which created a financial incentive for the firm and Pronk to recommend the common stock to customers.Network 1 Financial Securities Inc. [read post]
30 Sep 2021, 4:50 pm by Cynthia Marcotte Stamer
In addition to updating plan documents, contracts, and processes, health plans, their sponsors, fiduciaries, administrative service providers and others likely need to review budget forecasts, stop loss and other insurance, participant and provider communications, systems, and a host of other operating features of their programs. [read post]
6 Oct 2016, 10:14 am by Benjamin Wittes
"  So in other words, we don't have the documents; we don't have the facts; and we don't even know what law we're talking about. [read post]
26 Sep 2024, 9:52 am by Alex Smith
BAE Systems, Inc., No. 1:24-cv-00536, 2024 US DIST LEXIS 160188 (E.D. [read post]
9 May 2012, 3:00 am by Steve Irons
Think About Your Document Management System. [read post]
17 Jul 2024, 6:23 am by Staff Attorney
  Selling away misconduct often occurs where brokerage firms either fail to put in place a reasonable supervisory system or fail to actually implement that system. [read post]
11 Apr 2007, 7:51 pm
About Platinum Registration, Inc Platinum Registration (www.platinumregistration.com) is an ANAB accredited management system registrar. [read post]
4 Nov 2013, 9:46 am by Jane Chong
” A more reasonable and balanced system should be possible. [read post]
1 Oct 2021, 9:19 am by Cynthia Marcotte Stamer
” ALL HEALTH APP VENDERS & PROVIDERS SHOULD VERIFY COMPLIANCE WITH APPLICABLE BREACH REQUIREMENTS In the face of OCR’s ongoing enforcement of HIPAA and the Statement’s signal of the FTC’s new commitment to the Health Breach Rule enforcement PHR Vendors, HIPAA Covered Entitles, and others involved with the development, provision, use or management of mobile apps or other devices that collect or access individually identifiable health information should take… [read post]