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14 Dec 2017, 4:16 pm by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
13 Dec 2017, 10:06 am by Cynthia Marcotte Stamer
See here for details about the author of this update, attorney Cynthia Marcotte Stamer, e-mail her here or telephone Ms. [read post]
13 Dec 2017, 3:00 am by Biglaw Investor
It’s certainly a bad thing for the financial advisors that think they can select winning stocks for you. [read post]
12 Dec 2017, 11:44 pm by Cynthia Marcotte Stamer
See here for details about the author of this update, attorney Cynthia Marcotte Stamer, e-mail her here or telephone Ms. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
 Indeed, the definition of “security” under Section 2(a)(1) of the Securities Act of 1933 (and the nearly identical definition under Section 3(a)(10) of the Exchange Act of 1934) includes not only a number of specific types of financial instruments, such as notes, bonds, debentures and stock, but also broad categories of financial instruments, such as evidences of indebtedness and investment contracts. [read post]
6 Dec 2017, 1:19 pm by ligitsec
In addition to the right to publish the Ford memoirs in book form, the agreement gave petitioners the exclusive right to license prepublication excerpts, known in the trade as “first serial rights. [read post]
5 Dec 2017, 1:53 pm by Cynthia Marcotte Stamer
These and other publicly disclosed expenditures make clear that corporate officers and directors need to reassess their investment in compliance both to strengthen the effectiveness of their efforts and to plan to deal with the financial, legal, operational and other costs of investigating and defending potential charges. [read post]
24 Nov 2017, 6:01 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, November 24, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 17-22, 2017. [read post]
20 Nov 2017, 11:33 am by Cynthia Marcotte Stamer
See here for details about the author of this update, attorney Cynthia Marcotte Stamer, e-mail her here or telephone Ms. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
  In September, cryptocurrency trading posted a record $11 billion in trading volume according to Crypto coin News, an industry tracking website. [read post]