Search for: "Equity Funding LLC "
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20 Apr 2018, 10:28 am
The post SEC Files Charges Against Theranos for Alleged $750 Million Fraud appeared first on Zamansky LLC. [read post]
20 Apr 2018, 6:01 am
Mutual Fund Industry Posted by Linlin Ma (Northeastern University), Yuehua Tang University of Florida), and Juan-Pedro Gomez (IE University Business School), on Saturday, April 14, 2018 Tags: Agency costs, Asset management, Compensation regulation, Contracts, Financial institutions, Financial regulation, Fund managers, Fund performance, Incentives, Mutual funds, Ownership… [read post]
13 Apr 2018, 4:21 am
Bimal represents major financial institutions and their counterparties including sovereign wealth funds, hedge funds, and private equity funds in high-stakes complex transactions, litigation, and matters before the federal banking agencies and the Department of the Treasury. [read post]
8 Apr 2018, 3:44 pm
The recent decision in Change Capital Partners Fund I, LLC v. [read post]
6 Apr 2018, 6:08 am
Fontaine, Corporate Risk Holdings LLC, and John Reed Stark, John Reed Stark Consulting LLC, on Saturday, March 31, 2018 Tags: Boards of Directors, Cybersecurity, Disclosure, Financial reporting, Risk, Risk management, Risk oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation Do Director Networks Improve Managerial Learning from Stock Prices? [read post]
4 Apr 2018, 11:40 am
Other categories of equity may provide for certain investors, to have preferred returns. [read post]
2 Apr 2018, 1:39 pm
LLC (Goldman Sachs) to serve as lead global capital coordinators for AGDC’s Alaska LNG project. [read post]
30 Mar 2018, 6:01 am
Nazareth, and Zachary Zweihorn, Davis Polk & Wardwell LLP, on Monday, March 26, 2018 Tags: CFTC, Commodities, Cryptocurrency, Equity offerings, Financial technology, FinCEN, ICOs, SEC, SEC enforcement, Securities enforcement, Securities regulation The First Wave of Pay Ratio Disclosures Posted by Kyoko Takahashi Lin, Ning Chiu, and Alicyn L. [read post]
30 Mar 2018, 4:01 am
Private equity funds can transform a practice to be more efficient and more valuable, achieving scale and size so as to position it to succeed in value-based bundled payment models and thrive in the current and future healthcare landscape. 3. [read post]
27 Mar 2018, 1:30 pm
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. [read post]
26 Mar 2018, 12:00 am
Allegedly, Borsy diverted those funds to purchase the remaining shares of i-TV to become i-TV’s sole owner, and conveyed Hawkins voting rights for Mediaware to himself. [read post]
23 Mar 2018, 11:16 am
Davidson, Managing Director at Post Capital Partners LLC; Steven Goldsmith, Managing Director at Sterling National Bank; and Tom Schramski, PhD, CMAA, President and Managing Partner at Vertess Advisors LLC. [read post]
18 Mar 2018, 3:47 am
” Copyright © 2007-2018 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
16 Mar 2018, 2:00 pm
Externally funded applicants strongly encouraged to apply. [read post]
12 Mar 2018, 3:00 am
The investment Peer Street Funding LLC holds is secured by the property. [read post]
9 Mar 2018, 6:06 am
Klein and Joseph Sulzbach, Morrison & Foerster LLP, on Wednesday, March 7, 2018 Tags: Boards of Directors, Capital allocation, Engagement, Institutional Investors, Long-Term value, Mutual funds, Pension funds, Shareholder activism, Stewardship, Tax Cuts and Jobs Act, Taxation Engaging with Vanguard Posted by Chris Wightman, CamberView Partners, on Thursday, March 8, 2018 Tags: Board… [read post]
7 Mar 2018, 6:25 am
(RLH), a private equity firm based in Los Angeles, California, which manages both the pharmacy and the private equity fund that owns the pharmacy, for their involvement in the alleged kickback scheme. [read post]
5 Mar 2018, 1:23 pm
LLC (CRD® #361, New York, New York) A Letter of Acceptance, Waiver and Consent (AWC) was issued in which the firm was censured, fined $700,000 and required to submit a certification to FINRA® that its policies, systems, and procedures (including written procedures) and training, in connection with its prime services clearing business, are reasonably designed to achieve compliance with applicable rules in connection with delivery of exchange-traded funds (ETFs)… [read post]
4 Mar 2018, 5:05 pm
In 2012, a private equity fund managed by Riordan, Lewis, & Harden (RLH), a private equity firm based in Los Angeles, California, purchased PCA’s predecessor company. [read post]
27 Feb 2018, 9:51 pm
The last decade has seen an explosion in the number of IRA rollovers into uniquely-structured investment accounts, including Self-Directed IRA LLCs and ROBS (rollover for business startups). [read post]
