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19 Apr 2019, 5:33 am
According to FINRA Disciplinary actions for March 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities Austin, Aaron LPL Financial LLC M & T Securities, Inc Conner, Youn Das, Anukul NYLife… [read post]
4 Jul 2013, 6:08 am
See: Eric Andrew-Gee, “Slaughterhouse smell repels Toronto condo dwellers”, Toronto Star (1 July 2013). [read post]
12 Jan 2015, 9:13 pm
Some fans added Sang Min (Will Yun Lee), Eric Russo (Andrew Lawrence), and Melissa Armstrong (Lili Simmons) to the list because I inadvertently left them off. [read post]
12 Dec 2016, 9:01 am
Third, Trump’s recent appointment of Andrew F. [read post]
6 Oct 2010, 7:14 am
Simons, BU School of Law Eric Sirri, Babson College, Finance All are welcome to attend. [read post]
28 Jan 2010, 1:02 pm
In addition to allowing our entrepreneurs to exchange their shares into the fund, I believe this fund will result in more sharing and exchanging of ideas and assistance between the companies.I really want to thank the entire First Round Capital team along with our outside speakers and resources for putting on a great CEO Summit: Dick Costolo, Eric Ries, Jeff Jordan, Mike Marquez, Peter Kafka, Ethan Beard, Ted Wang, Satish Dharmaraj, Andrew Chen, Chris Mahl, and Andy… [read post]
17 Jul 2015, 10:17 am
., Kevin Gregory Haley, Finmark Resources, LLC, Peter Eric Baker, Joseph Michael Araiz, Parker Paschal & Company, LLC, Andrew Parker Shook, PMK Capital Management, LLC, Roger Kumar, Jr., RLJ Fixed Income, LLC, and Corey Antwuan PrintupAdministrative Proceeding File No.: 3-16460Case Filed: March 26, 2015Qualifying Judgment/Order: March 26, 2015 4/30/15 7/29/15 2015-41 SEC vs. [read post]
22 Jun 2012, 5:00 am
SEC Charges Florida Broker in Astrology-Based Ponzi Scheme “Persaud preyed on people who trusted him by promising high and steady returns while hiding his unconventional trading strategy,” said Eric I. [read post]
24 Feb 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Sunday, February 19, 2023 Tags: Board declassification, Boards of Directors, Classified boards, Diversity, Dual-class stock, Executive ownership, Majority voting, Public firms, Shareholder proposals 2023 Proxy Season Preview Posted by Allie Rutherford, Adrienne Monley, and Eric Sumberg, PJT Camberview, on Monday, February 20, 2023 Tags: COVID, ESG, Proxy Card, Proxy season, Say on pay, Shareholder proposals IPOs and SPACs: Recent Developments… [read post]
16 Mar 2016, 12:31 pm
Eric Tucker and Alicia A. [read post]
21 Apr 2023, 6:30 am
Liekefett, Derek Zaba, and Eric S. [read post]
7 Apr 2024, 8:00 am
Notable Nonprofit Posts, Articles, & Other Resources: How José Andrés and His Corps of Cooks Became Leaders in Disaster Aid (Kim Severson, NY Times) The Coming Attacks on Nonprofits (Rachel Kleinfeld, Chronicle of Philanthropy) Philanthropy’s New Voice: Building Trust With Deeper Stories and Clear Language (Council on Foundations) Nonprofits Can Mobilize Voters…And Should (Isaiah Thompson, Nonprofit Quarterly) Group Lays Groundwork to Test Tax Code… [read post]
28 Feb 2018, 8:00 am
The attorneys successfully handling this lawsuit for the Stevenson family were Andrew Neely and Eric Tracener. [read post]
2 Jul 2012, 10:02 am
" Attorney General Eric Holder Jr., a former Covington partner, did not take part in the announcement today at Main Justice. [read post]
21 Apr 2023, 6:30 am
Liekefett, Derek Zaba, and Eric S. [read post]
9 Sep 2024, 8:36 am
Eric Murphy—6th Circuit (Trump) Amy St. [read post]
23 Sep 2007, 8:01 am
(Thanks Andrew for the link.) [read post]
26 Dec 2011, 6:00 pm
As a friend of the North, I'll nominate New York Personal Injury Law Blog's Eric Turkewitz. [read post]
5 Jan 2012, 6:46 am
Andrew Verstein (Yale Law School) will serve as discussant. [read post]
30 Nov 2010, 2:15 pm
Nym* (protecting the identity of an anonymous contributor) Robert Plotkin James Richardson Eric Steffe Roberto M. [read post]
