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As a response to the recommendations of the Royal Commission, Treasury released a number of exposure draft legislations for consultation, including ASIC and APRA carrying out their roles as co-regulators in superannuation. [read post]
6 May 2007, 7:37 pm
"If the ethics committee was not "consulted" beforehand on the terms of the Riza negotiation, it is because Mr Melkert refused to deal directly with Ms Riza or consult the head of human resources on what to do in order to give Ms Riza an adequate, yet not excessive, buy-out. [read post]
24 Feb 2022, 1:39 pm
The sanctions measures impose severe costs on Russia’s largest financial institutions and will further isolate Russia from the global financial system. [read post]
12 Sep 2023, 7:20 am by The White Law Group
 During this, the executives committed numerous financial crimes to conceal Aequitas’ dire financial situation. [read post]
28 Dec 2015, 7:57 am by Adam Weinstein
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
11 Aug 2009, 8:00 am
We have noted often on this Blog that executive compensation is a matter of state law. [read post]
20 Jun 2011, 12:36 pm by Thom Cooper
  If you are worried your documents don’t meet your financial institution’s policies, contact our office for a free consultation. [read post]
30 Jun 2018, 12:52 pm by Staff Attorney
In August 2017, a customer alleged that Williams executed unsuitable sales of five on-traded REITs prior to Williams registration at NEXT Financial Group, LLC. [read post]
2 Jun 2021, 10:01 am by Bob Ambrogi
CEO Tom ObermaierLater that year, ParkerGale brought in a new chief executive officer, Tom Obermaier, who had most recently been CEO of Regulatory DataCorp, a reg tech firm serving the global financial community, and who began his career as lawyer at Skadden. [read post]
22 Apr 2009, 8:21 am
  For example, I have been consulted on a case in which the payor, prior to consulting m [read post]
28 Jul 2021, 4:42 pm by Bona Law PC
President’s Biden Executive Order on Promoting Competition in the American Economy This month President Biden issued the Executive Order on Promoting Competition in the American Economy (the “Order”). [read post]
27 Nov 2023, 9:24 am by Chris Sivel
The amended bill also directs the Executive Director of HESSA, in consultation with the Commissioner of Education, to provide certain resources and instructions to parents, students, and school districts to help complete financial aid applications. [read post]
22 Dec 2009, 7:46 am by Ashby Jones
It's a fairly familiar plotline in the world of large financial scandals. [read post]
30 Mar 2010, 7:10 am by Theo Francis
Morecroft, who was president and chief executive officer of the Hamilton Beach Brands unit of NACCO Industries (NC) until his retirement on Dec. 31. [read post]
On 25 April 2023, the FCA published a speech by its Executive Director of Markets and Executive Director of International, Sarah Pritchard, at City Week 2023. [read post]