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11 Jun 2023, 9:10 pm
Liz blogged last week that the NYSE and Nasdaq proposed amendments to their listing standards to implement the Dodd-Frank clawback rules. [read post]
26 Apr 2016, 3:37 am
"As covered previously in the IPKat (here and here), Anne Frank's works have proved contentious in recent years with attempts by the Anne Frank Fonds to trade mark ‘Le Journal d’Anne Frank,' and add her father as a co-author and extend the diary's copyright protection. [read post]
7 Aug 2022, 5:17 am
Frank McCormick is an economist and the author of numerous articles focused on the shortage of kidneys for transplantation. [read post]
29 Sep 2010, 10:36 am
All of Dodd-Frank meets the first four criteria. [read post]
30 Jul 2010, 1:31 pm
While praising the overall financial reforms achieved by the Dodd-Frank Wall Street Reform and Consumer Protection Act, the IMF lamented the Act’s failure to consolidate US financial regulation. [read post]
18 Jun 2014, 5:06 am
” The SEC’s authority to pursue firms for anti-retaliation violations does not arise from the Dodd-Frank statute itself but from its rule implementing section 922 of Dodd-Frank. [read post]
11 Oct 2023, 6:30 am
I regret that this little symposium contribution cannot do justice to what I owe Frank. [read post]
17 Jan 2014, 6:04 am
On December 10, 2013, the Federal Deposit Insurance Corporation (the “FDIC”) proposed for public comment a notice (the “Notice”) describing its “Single Point of Entry” (“SPOE”) strategy for resolving systemically important financial institutions (“SIFIs”) in default or in danger of default under the orderly liquidation authority granted by Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the… [read post]
8 May 2013, 6:18 am
This post summarizes “The Dodd-Frank Act’s Maginot Line: Clearinghouse Construction,” which will appear in the California Law Review later this year. [read post]
24 Sep 2015, 5:00 am
See also this Chamber of Commerce blog illustrating Dodd-Frank’s effects in chart form. [read post]
5 Nov 2006, 9:05 pm
Sadly, on November 3, Frank W. [read post]
12 Apr 2011, 5:42 am
(pictured), admitted in court Monday that he had passed on information gleaned from Kluger at Fried Frank. where Kluger worked from April 2001 to May 2002. [read post]
21 Nov 2017, 11:23 am
The problem, of course, is that a “whistleblower” is defined in Dodd-Frank as someone who provides information to the commission about a securities-law violation. [read post]
16 Jul 2013, 5:05 pm
The SEC originally proposed rule amendments to implement Section 926 of the Dodd-Frank Act on May 25, 2011. [read post]
31 Aug 2012, 12:28 pm
The Dodd-Frank Act required the SEC to examine (i) existing financial literacy among retail investors, (ii) methods to improve disclosures, (iii) information needed to make informed investment decisions, (iv) disclosure improvements related to expenses and conflicts of interest, (v) existing efforts to educate investors, and (vi) options for increasing investor financial literacy. [read post]
28 Jul 2010, 8:09 am
While I hope to resume blogging soon, for now I invite our readers to take a look at a series of recent posts by Frank Pasquale at Concurring Opinions: on the inheritance tax, a Malthusian Social Darwinist business environment, and inequality and health care. [read post]
7 Jun 2011, 8:20 am
The SEC and banking regulators have extended the comment period until August 1, 2011on the proposed regulations implementing the credit risk retention requirements of the Dodd-Frank Act to allow interested persons more time to analyze the issues and prepare their comments. [read post]
5 Mar 2014, 8:05 am
More than 80% of respondents indicated that their compliance costs had increased by more than 5% since Dodd-Frank. [read post]
20 Jul 2012, 8:54 am
Frank Steinberg has been elected to the Board of Trustees of Women's Health & Counseling Center in Somerville, New Jersey. [read post]
16 Jul 2010, 3:28 am
US Senate Passes the Dodd-Frank Act: What You Need to Do Now Yesterday, as noted in this NY Times article, the US Senate voted 60-39 passing the conference report version of the Dodd-Frank Act. [read post]
