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19 Dec 2021, 4:59 am
The SEC under Chair Gary Gensler has now moved closer to the camp of the supporters, and on November 17, the SEC proposed new rule amendments that would eliminate the core elements of the new requirements imposed on proxy advisory firms in July 2020. [1] There will be a comment period on the proposal, and skirmishing in the courts, but the proposal seems destined to be adopted. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
17 Dec 2021, 5:46 am
Securities and Exchange Commission, on Thursday, December 16, 2021 Tags: Capital allocation, Disclosure, Repurchases, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Buybacks Disclosure Proposal Posted by Gary Gensler, U.S. [read post]
17 Dec 2021, 5:46 am
Posted by Gary Gensler, U.S. [read post]
17 Dec 2021, 5:35 am
As technology changes, it’s even more important that registrants ensure that their communications are appropriately recorded and are not conducted outside of official channels in order to avoid market oversight,” said SEC Chair Gary Gensler. [read post]
16 Dec 2021, 6:07 am
Posted by Gary Gensler, U.S. [read post]
16 Dec 2021, 3:15 am
SEC Chair Gary Gensler mentioned that buybacks were on the SEC’s agenda when he discussed his desire to make changes to Rule 10b5-1, but the release notes that some of the disclosure proposals date back to the 2016 Reg S-K concept release. [read post]
15 Dec 2021, 9:23 am
But SPACs have also seen turbulence, with significant SEC enforcement actions, new accounting guidance that caused hundreds of SPACs to issue financial restatements, and remarks by SEC Chair Gary Gensler that SPACs might not be treating investors fairly. [read post]
14 Dec 2021, 6:14 am
While Chair Gary Gensler’s newly released regulatory agenda [1] is ambitious in scope, we are disappointed with its content. [read post]
13 Dec 2021, 3:00 am
Last week, SEC Chair Gary Gensler gave a speech in which he outlined the agency’s regulatory priorities when it comes to SPACs. [read post]
12 Dec 2021, 5:10 pm
The SEC is Watching: In a December 9, 2021 speech (here), SEC Chair Gary Gensler went out of his way to share his concerns that SPAC investors may not be getting the same protections as IPO investors. [read post]
10 Dec 2021, 4:59 am
Walker (The Ohio State University), on Friday, December 3, 2021 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC enforcement, Securities enforcement, Securities regulation Statement by Chair Gensler on Holding Foreign Companies Accountable Act Posted by Gary Gensler, U.S. [read post]
10 Dec 2021, 4:59 am
Posted by Gary Gensler, U.S. [read post]
6 Dec 2021, 3:00 am
But earlier this year, investors, SEC Chair Gary Gensler and DTCC blamed slow settlement times as one factor in the meme stock frenzy. [read post]
5 Dec 2021, 6:54 am
Chair Gary Gensler signaled once again, and perhaps in the clearest terms to date, his intention to bring greater scrutiny to the private fund industry. [read post]
3 Dec 2021, 6:06 am
Posted by Gary Gensler, U.S. [read post]
2 Dec 2021, 3:40 am
As this Law360 article notes, SEC Chair Gary Gensler appeared with former SEC Chair Jay Clayton at the Digital Asset Compliance & Market Integrity Summit yesterday, and they expressed a rare meeting of minds when it comes to regulating digital assets. [read post]
1 Dec 2021, 6:41 am
SEC Chair Gary Gensler said that companies’ books and disclosures should “reflect the economics and terms of these compensation arrangements,” a position that “gets to the SEC’s remit to protect investors” (Staff Accounting Bulletin No. 120, Release No. [read post]
30 Nov 2021, 6:42 am
By Amanda Maine, J.D.In its first action on the budget since SEC Chair Gary Gensler dismissed members of the PCAOB and replaced them with new members, the Board has approved the PCAOB’s 2022 budget, which will receive a slight increase over 2021. [read post]
